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CRD 3063
SEVEN FIELDS, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| LEE DAVID MOFFATT | n/a | SEVEN FIELDS, PA | 4 | 33 | 2 | yes |
| ANDREW JAMES WHALEN | n/a | SEVEN FIELDS, PA | 4 | 12 | n/a | yes |
| RICHARD EDWARD WHALEN | n/a | SEVEN FIELDS, PA | 4 | 51 | n/a | yes |
| JOSEPH M NIESSLEIN | Personal Financial Specialist | SEVEN FIELDS, PA | 2 | 36 | 2 | yes |
| JOANN CANICE RODKEY | n/a | SEVEN FIELDS, PA | 0 | 16 | 4 | yes |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | n/a | 0 | 1 | 0 | 2 | 1 |