DFX Intelligence

L•• D•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

L•• D•••• M••••••

Advisor at E• E• P••••• • C•••••• I•••

SEVEN FIELDS, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f93e7f0d-d572-f5c3-cdf2-c5e9d9244118

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• E• P••••• • C•••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 5, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• E• P••••• • C•••••• I•••	State registered	Sep 13, 2022	n/a	yes	SEVEN FIELDS, PA\|SEVEN FIELDS, PA	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Jun 25, 2005	Mar 25, 2009	no	BELLE VERNON, PA\|BELLE VERNON, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	E• E• P••••• • C•••••• I•••	Mar 25, 2009	Sep 13, 2022	4,920	Firm change after gap	Other
P••••••••• I•••••••••	J••••• M••••••••• S•••• L••	Jun 25, 2005	Jun 25, 2005

Relationships

Registered with (3)

→ E• E• P••••• • C•••••• I•••Registered adviserregistration: current employment
Sep 13, 2022 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Jun 25, 2005 to Mar 25, 2009factForm ADV
→ P••••••••• I•••••••••Registered adviserregistration: previous registration
Apr 27, 2005 to Jun 25, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f93e7f0d-d572-f5c3-cdf2-c5e9d9244118
First observed: Apr 27, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.