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J•• S•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

J•• S•••••• S••••••••

Advisor at L•••••• R••••• I••••••••• A•••••••• P•••••••

YAKIMA, WA

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Search this name across graphsid dfx:ria:3ed6929b-d6cd-64bc-2915-7a5d2db8e631

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• R••••• I••••••••• A•••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 25derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• R••••• I••••••••• A•••••••• P•••••••	Independent wealth	Jan 4, 2001	n/a	yes	YAKIMA, WA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 24, 2001	Jul 10, 2013	no	EASTSOUND, WA\|YAKIMA, WA\|YAKIMA, WA\|RICHLAND, WA\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Jul 10, 2013	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ L•••••• R••••• I••••••••• A•••••••• P•••••••Registered adviserregistration: current employment
Jan 4, 2001 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2001 to Jul 10, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ed6929b-d6cd-64bc-2915-7a5d2db8e631
First observed: Jan 24, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.