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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

CRD 116891

YAKIMA, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bbd2a8e-b8f9-f18c-9a24-e1cda6cd27f6

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 0
Observed: Mar 22, 2013 to Mar 12, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $958MItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $940M
Private client RAUM: $899MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $106Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 3,277
Individual clients: 810
High net worth clients: 268
Custody, client assets: $776M
SEC number: 801-77834
CIK: 1731447
CRD: 116891
Filings on the tape: 37
First filed: Mar 22, 2013
Latest filed: Mar 12, 2026
Organised: Other (specify), WA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BENJAMIN JOHN RICKEY	Certified Financial Planner	YAKIMA, WA	28	29	1	no
JOY SUZANNE STENEHJEM	Certified Financial Planner	YAKIMA, WA	25	26	1	no
MATTHEW JAMES HARGREAVES	n/a	YAKIMA, WA	13	19	n/a	no
SUSAN MARIE VAN TRESS	n/a	YAKIMA, WA	11	26	1	no
DIRK BYRON BERND	n/a	YAKIMA, WA	10	10	n/a	no
Chelsie Marie Smith	Certified Financial Planner	YAKIMA, WA	6	12	n/a	no
Gunnar Harrison	n/a	YAKIMA, WA	3	11	1	no
Quentin Robert Rickey	n/a	YAKIMA, WA	1	11	n/a	no
Ellie Rachel Buntin	n/a	YAKIMA, WA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARGREAVES, MATTHEW, JAMES	Cio	A	yes	01/2019	Mar 12, 2026	Mar 12, 2026
RICKEY, BENJAMIN, JOHN	MEMBER / CHIEF COMPLIANCE OFFICER	C	yes	12/2001	Mar 12, 2026	Mar 12, 2026
STENEHJEM, JOY, SUZANNE	Member	C	yes	12/2001	Mar 12, 2026	Mar 12, 2026
VAN TRESS, SUSAN, MARIE	CHIEF OPERATING OFFICER	Na	yes	11/2021	Mar 12, 2026	Mar 12, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PATHWAY TAX GROUP	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Kirkland	Wa	United States	4	no
Richland	Wa	United States	3	no
Seattle	Wa	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$958M	$940M	19	9	2	n/a	n/a
2024	Apr 29, 2025	$824M	$808M	19	8	3	n/a	n/a
2023	Mar 15, 2024	$712M	$699M	15	7	3	n/a	n/a
2022	Mar 23, 2023	$612M	$596M	13	6	3	n/a	n/a
2021	Feb 9, 2022	$684M	$662M	14	6	2	n/a	n/a
2020	Mar 16, 2021	$580M	$560M	15	6	2	n/a	n/a
2019	Mar 12, 2020	$511M	$494M	15	6	2	n/a	n/a
2018	Mar 20, 2019	$445M	$429M	12	5	2	n/a	n/a
2017	Mar 23, 2018	$480M	$458M	10	6	2	n/a	n/a
2016	Mar 8, 2017	$376M	$366M	12	7	n/a	n/a	n/a
2015	Mar 21, 2016	$329M	$323M	12	8	n/a	n/a	n/a
2014	Feb 3, 2015	$338M	$338M	13	6	n/a	n/a	n/a
2013	Mar 4, 2014	$312M	$312M	13	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$958M	$824M	16.3%	$612M	16.1%	19	19	2	3

Relationships

Registered with (9)

← Ellie Rachel BuntinAdvisorregistration: current employment
May 21, 2025 to presentfactForm ADV
← Quentin Robert RickeyAdvisorregistration: current employment
Jan 14, 2025 to presentfactForm ADV
← Gunnar HarrisonAdvisorregistration: current employment
Apr 4, 2023 to presentfactForm ADV
← Chelsie Marie SmithAdvisorregistration: current employment
Dec 17, 2019 to presentfactForm ADV
← DIRK BYRON BERNDAdvisorregistration: current employment
Jan 8, 2016 to presentfactForm ADV
← SUSAN MARIE VAN TRESSAdvisorregistration: current employment
Jan 13, 2015 to presentfactForm ADV
← MATTHEW JAMES HARGREAVESAdvisorregistration: current employment
Aug 29, 2013 to presentfactForm ADV
← JOY SUZANNE STENEHJEMAdvisorregistration: current employment
Jan 4, 2001 to presentfactForm ADV
← BENJAMIN JOHN RICKEYAdvisorregistration: current employment
Jan 22, 1998 to presentfactForm ADV

Controls (4)

← RICKEY, BENJAMIN, JOHNOwnerMEMBER / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 22, 2013 to Dec 23, 2024factForm ADV
← STENEHJEM, JOY, SUZANNEOwnerMEMBER, ownership code C, individual
Mar 22, 2013 to Dec 23, 2024factForm ADV
← VAN TRESS, SUSAN, MARIEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Nov 15, 2021 to Dec 23, 2024factForm ADV
← HARGREAVES, MATTHEW, JAMESOwnerCIO, ownership code A, individual
Mar 20, 2019 to Dec 23, 2024factForm ADV

Dated events

Occurred
Nov 15, 2021
Control person joined
Marie Susan Van Tress (Chief Operating Officer) appeared on Schedule A of Leonard Rickey Investment Advisors, P.L.L.C.
Form ADVobserved 5 days ago
Occurred
Mar 20, 2019
Control person joined
James Matthew Hargreaves (Cio) appeared on Schedule A of Leonard Rickey Investment Advisors, P.L.L.C.
Form ADVobserved 5 days ago
Occurred
Mar 23, 2018
Regulatory AUM changed
Leonard Rickey Investment Advisors, P.L.L.C. reported RAUM $480.0M, up 28% from $376.0M (2017-09-27 to 2018-03-23)
Form ADVobserved 5 days ago
$104M
Occurred
Mar 22, 2013
First Form ADV filing
Leonard Rickey Investment Advisors, P.L.L.C. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bbd2a8e-b8f9-f18c-9a24-e1cda6cd27f6
First observed: Mar 22, 2013
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

CRD 116891

YAKIMA, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bbd2a8e-b8f9-f18c-9a24-e1cda6cd27f6

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BENJAMIN JOHN RICKEY

Certified Financial Planner

YAKIMA, WA

JOY SUZANNE STENEHJEM

Certified Financial Planner

YAKIMA, WA

MATTHEW JAMES HARGREAVES

n/a

YAKIMA, WA

n/a

SUSAN MARIE VAN TRESS

n/a

YAKIMA, WA

DIRK BYRON BERND

n/a

YAKIMA, WA

n/a

Chelsie Marie Smith

Certified Financial Planner

YAKIMA, WA

n/a

Gunnar Harrison

n/a

YAKIMA, WA

Quentin Robert Rickey

n/a

YAKIMA, WA

n/a

Ellie Rachel Buntin

n/a

YAKIMA, WA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARGREAVES, MATTHEW, JAMES

Cio

yes

01/2019

Mar 12, 2026

RICKEY, BENJAMIN, JOHN

MEMBER / CHIEF COMPLIANCE OFFICER

yes

12/2001

Mar 12, 2026

STENEHJEM, JOY, SUZANNE

Member

yes

12/2001

Mar 12, 2026

VAN TRESS, SUSAN, MARIE

CHIEF OPERATING OFFICER

yes

11/2021

Mar 12, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PATHWAY TAX GROUP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Kirkland

United States

Richland

United States

Seattle

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$958M

$940M

n/a

2024

Apr 29, 2025

$824M

$808M

n/a

2023

Mar 15, 2024

$712M

$699M

n/a

2022

Mar 23, 2023

$612M

$596M

n/a

2021

Feb 9, 2022

$684M

$662M

n/a

2020

Mar 16, 2021

$580M

$560M

n/a

2019

Mar 12, 2020

$511M

$494M

n/a

2018

Mar 20, 2019

$445M

$429M

n/a

2017

Mar 23, 2018

$480M

$458M

n/a

2016

Mar 8, 2017

$376M

$366M

n/a

2015

Mar 21, 2016

$329M

$323M

n/a

2014

Feb 3, 2015

$338M

n/a

2013

Mar 4, 2014

$312M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$958M

$824M

16.3%

$612M

16.1%