DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••••• C••••••• L••
Bel Air, MD | TOWSON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• C••••••• L•• | Independent wealth | Sep 18, 2026 | n/a | yes | TOWSON, MD | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Apr 23, 2009 | n/a | yes | Bel Air, MD|TOWSON, MD | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• S••••••••• C••••••••• | C••••••••• F•••••••• N•••••• | Apr 22, 2009 | Apr 23, 2009 | 1 | Firm change | Other |
| A•••••••• C•••••• C••••••••• | F•• S••••••••• C••••••••• | Feb 27, 2009 | Feb 27, 2009 |
| F•• S••••••••• C••••••••• |
| Former SEC adviser |
| Feb 27, 2009 |
| Apr 22, 2009 |
| no |
| TOWSON, MD |
| Previous registration |
| A•••••••• C•••••• C••••••••• | n/a | Jan 7, 1994 | Feb 27, 2009 | no | TOWSON, MD|TOWSON, MD | Previous registration |
| 0 |
| Bulk transfer |
| Other |