DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 110748
TOWSON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• D••• H•••••••• | Certified Financial Planner | TOWSON, MD | Ellicott City, MD | 17 | 32 | 3 | yes |
| D••• T••••• W••••••• | n/a | Columbia, MD | Towson, MD | TOWSON, MD | 17 | 32 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| L•••• W••••••• M•••••• | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | yes | 07/1995 | May 13, 2026 | May 13, 2026 |
| R•••••••• J••••••• R••••• | CHIEF ADVISORY OFFICER | A | yes | 01/2024 | May 13, 2026 | May 13, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 16.7% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $1.1B | 15.5% | $809M | 16.2% | 21 | 21 | 0 | 0 |
| yes |
| D•••• R•••••• T••••• | Certified Financial Planner | TOWSON, MD | 17 | 23 | 3 | yes |
| W•••••• M•••••• L••• | Certified Financial Planner | Bel Air, MD | TOWSON, MD | 17 | 40 | 2 | yes |
| J•••••• R••••• R••••••• | Certified Financial Planner | TOWSON, MD | 13 | 14 | 1 | yes |
| R•••••• J• T••••••••• | Certified Financial Planner | TOWSON, MD | Kingsville, MD | 7 | 14 | n/a | yes |
| L•••• T••••••• D••••• | Certified Financial Planner | Westminster, MD | TOWSON, MD | 1 | 10 | n/a | yes |
| T•••••• D••••• R•••••• | CHIEF FINANCIAL OFFICER | A | yes | 01/2024 | May 13, 2026 | May 13, 2026 |
| G••••••••• J•••• L••••• | CHIEF OPERATING OFFICER | A | no | 07/2022 | May 13, 2026 | May 13, 2026 |
| Mar 27, 2026 |
| $1.3B |
| $1.3B |
| 21 |
| 10 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $1.1B | $1.1B | 21 | 10 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $959M | $959M | 15 | 7 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $809M | $809M | 3 | 3 | 0 | n/a | n/a |
| 2021 | Mar 18, 2022 | $850M | $850M | 3 | 3 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $752M | $752M | 3 | 3 | 0 | n/a | n/a |
| 2019 | Mar 23, 2020 | $635M | $635M | 3 | 3 | 0 | n/a | n/a |
| 2018 | Mar 5, 2019 | $494M | $494M | 3 | 3 | 1 | n/a | n/a |
| 2017 | May 1, 2018 | $516M | $516M | 3 | 3 | 1 | n/a | n/a |
| 2016 | Feb 22, 2017 | $414M | $414M | 3 | 3 | n/a | n/a | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 2, 2016 | $361M | $361M | 3 | 3 | n/a | n/a | n/a |
| 2014 | Feb 26, 2015 | $358M | $358M | 3 | 3 | n/a | n/a | n/a |
| 2013 | Feb 11, 2014 | $326M | $326M | 3 | 3 | n/a | n/a | n/a |
| 2012 | Feb 4, 2013 | $267M | $267M | 3 | 3 | n/a | n/a | n/a |
| 2011 | Feb 9, 2012 | $234M | $234M | n/a | n/a | n/a | n/a | n/a |