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CRD 131799
MONTREAL, PROVINCE Q•••••
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| H••••••• W•••• E••••• F••• | Other Private Fund | $948M | Jul 1, 2020 | 31 | Mar 30, 2012 | reported | 021-1520746 |
| H••••••• E••• E••••• F••• | Other Private Fund | $105M | Mar 30, 2021 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| 9•••••••• Q••••• I••• | Shareholder | E | yes | 08/2012 | Apr 1, 2013 | Mar 30, 2021 |
| B•••••• J••• F••••••• | EXECUTIVE VICE PRESIDENT | Na | yes | 12/2019 | Mar 25, 2020 | Mar 30, 2021 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $6.2B | $20B | -69.4% | $26B | -37.7% | 41 | 48 | 0 | 0 |
| 3 |
| Mar 30, 2012 |
| reported |
| 021-1476502 |
| H••••••• A••• E••••• F••• | Other Private Fund | $56.7M | Mar 30, 2021 | 2 | Mar 30, 2012 | reported | 021-1518309 |
| Director |
| Na |
| yes |
| 04/2004 |
| Nov 28, 2011 |
| Mar 30, 2021 |
| G••••• C•••••• | CHIEF OPERATIONS OFFICER | Na | yes | 01/2019 | Mar 29, 2019 | Mar 30, 2021 |
| G•••••• J•••• | Shareholder | D | yes | 04/2004 | Nov 28, 2011 | Mar 30, 2021 |
| G•••••• V•••• P••••• I••• | Shareholder | E | yes | 08/2020 | Mar 30, 2021 | Mar 30, 2021 |
| L•••••• M••••• | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | Na | yes | 08/2007 | Nov 28, 2011 | Mar 30, 2021 |
| L•••••• M••• C••••••••• | PRESIDENT & DIRECTOR | Na | yes | 04/2004 | Nov 28, 2011 | Mar 30, 2021 |
| P•••••• V•••• | Director | C | yes | 04/2004 | Nov 28, 2011 | Mar 30, 2021 |
| P•••••• V•••• | Shareholder | E | yes | 08/2020 | Nov 28, 2011 | Mar 30, 2021 |
| R•••••• D•••• | Director | Na | yes | 04/2004 | Nov 28, 2011 | Mar 30, 2021 |
| $6.2B |
| $6.2B |
| 41 |
| 14 |
| 0 |
| 2 |
| $162M |
| 2019 | Mar 25, 2020 | $20B | $20B | 48 | 14 | 0 | 3 | $1.2B |
| 2018 | Mar 29, 2019 | $19B | $19B | 46 | 15 | 0 | 3 | $1.3B |
| 2017 | Mar 27, 2018 | $26B | $26B | 48 | 14 | 0 | 3 | $1.6B |
| 2016 | Mar 20, 2017 | $14B | $14B | 48 | 14 | n/a | 3 | $1.0B |
| 2015 | Mar 17, 2016 | $13B | $13B | 44 | 14 | n/a | 3 | $890M |
| 2014 | Mar 26, 2015 | $16B | $16B | 44 | 14 | n/a | 3 | $1.0B |
| 2013 | Mar 31, 2014 | $16B | $16B | 43 | 13 | n/a | 3 | $982M |
| 2012 | Apr 1, 2013 | $15B | $15B | 42 | 12 | n/a | 3 | $491M |
| 2011 | Mar 30, 2012 | $9.3B | $9.3B | n/a | n/a | n/a | 3 | $425M |