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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

FOX ASSET MANAGEMENT LLC

CRD 116421

SHREWSBURY, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42315e71-c239-f9e4-d570-220cd52cecd9

Data as of Jan 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2012 to Jan 30, 2015
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2015-01-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $998M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 8
Accounts: 790
SEC number: 801-60656
CRD: 116421
Filings on the tape: 8
First filed: Jan 27, 2012
Latest filed: Jan 30, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARK, MEGHANN, L	CHIEF COMPLIANCE OFFICER	Na	yes	10/2011	Jan 27, 2012	Jan 30, 2015
DODGE, WILLIAM, EVERETT	CO-DIRECTOR	Na	yes	08/2011	Jan 27, 2012	Jan 30, 2015
EATON VANCE ACQUISITIONS	Member	E	yes	09/2001	Jan 27, 2012	Jan 30, 2015
EATON VANCE CORP.	WHOLLY OWNS EVA	E	yes	07/2004	Jan 27, 2012	Jan 30, 2015
GREENE, GREGORY, RICHARD	CO-DIRECTOR	Na	yes	08/2011	Jan 27, 2012	Jan 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PARAMETRIC PORTFOLIO ASSOCIATES LLC	n/a	Bd affiliated wealth	$685B	N	yes	n/a
BOSTON MANAGEMENT AND RESEARCH	n/a	Asset manager	$155B	N	yes	n/a
EATON VANCE MANAGEMENT	n/a	Asset manager	$97B	N	yes	n/a
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.	n/a	Asset manager	$29B	N	yes	n/a
EATON VANCE INVESTMENT COUNSEL	n/a	Former SEC adviser	$15B	N	yes	n/a
HEXAVEST INC.	n/a	Former SEC adviser	$6.2B	N	yes	n/a
PARAMETRIC RISK ADVISORS LLC	n/a	Former SEC adviser	$5.1B	N	yes	n/a
EATON VANCE ADVISERS (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
EATON VANCE DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED	n/a	n/a	n/a	N	yes	n/a
EATON VANCE MANAGEMENT INTERNATIONAL (ASIA) PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
EATON VANCE TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jan 30, 2015	$1.1B	$998M	18	8	n/a	n/a	n/a
2013	Jan 30, 2014	$1.2B	$1.1B	16	9	n/a	n/a	n/a
2012	Jan 30, 2013	$927M	$796M	16	9	n/a	n/a	n/a
2011	Jan 31, 2012	$1.3B	$1.2B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$1.1B	$1.2B	-5.7%	$1.3B	-5.0%	18	16	n/a	n/a

Relationships

Affiliated with (7)

→ BOSTON MANAGEMENT AND RESEARCHRegistered adviserother investment adviser, bank, common control
factForm ADV
→ EATON VANCE MANAGEMENTRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PARAMETRIC PORTFOLIO ASSOCIATESRegistered adviserother investment adviser, bank, common control
factForm ADV
→ ATLANTA CAPITALRegistered adviserother investment adviser, common control
factForm ADV
→ HEXAVEST INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ EATON VANCE WATEROAK ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ PARAMETRIC RISK ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← GREENE, GREGORY, RICHARDOwnerCO-DIRECTOR, ownership code NA, individual
Jan 27, 2012 to presentfactForm ADV
← DODGE, WILLIAM, EVERETTOwnerCO-DIRECTOR, ownership code NA, individual
Jan 27, 2012 to presentfactForm ADV
← CLARK, MEGHANN, LOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 27, 2012 to presentfactForm ADV
← EATON VANCE ACQUISITIONSOwnerMEMBER, ownership code E, domestic entity
Jan 27, 2012 to presentfactForm ADV
← EATON VANCE CORP.OwnerWHOLLY OWNS EVA, ownership code E, domestic entity
Jan 27, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42315e71-c239-f9e4-d570-220cd52cecd9
First observed: Jan 27, 2012
Last observed: Jan 30, 2015 141 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOX ASSET MANAGEMENT LLC

CRD 116421

SHREWSBURY, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42315e71-c239-f9e4-d570-220cd52cecd9

Data as of Jan 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARK, MEGHANN, L

CHIEF COMPLIANCE OFFICER

yes

10/2011

Jan 27, 2012

Jan 30, 2015

DODGE, WILLIAM, EVERETT

CO-DIRECTOR

yes

08/2011

Jan 27, 2012

Jan 30, 2015

EATON VANCE ACQUISITIONS

Member

yes

09/2001

Jan 27, 2012

Jan 30, 2015

EATON VANCE CORP.

WHOLLY OWNS EVA

yes

07/2004

Jan 27, 2012

Jan 30, 2015

GREENE, GREGORY, RICHARD

CO-DIRECTOR

yes

08/2011

Jan 27, 2012

Jan 30, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PARAMETRIC PORTFOLIO ASSOCIATES LLC

n/a

Bd affiliated wealth

$685B

yes

n/a

BOSTON MANAGEMENT AND RESEARCH

n/a

Asset manager

$155B

yes

n/a

EATON VANCE MANAGEMENT

n/a

Asset manager

$97B

yes

n/a

ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.

n/a

Asset manager

$29B

yes

n/a

EATON VANCE INVESTMENT COUNSEL

n/a

Former SEC adviser

$15B

yes

n/a

HEXAVEST INC.

n/a

Former SEC adviser

$6.2B

yes

n/a

PARAMETRIC RISK ADVISORS LLC

n/a

Former SEC adviser

$5.1B

yes

n/a

EATON VANCE ADVISERS (IRELAND) LIMITED

n/a

yes

n/a

EATON VANCE DISTRIBUTORS, INC.

n/a

yes

n/a

EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED

n/a

yes

n/a

EATON VANCE MANAGEMENT INTERNATIONAL (ASIA) PTE. LTD.

n/a

yes

n/a

EATON VANCE TRUST COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jan 30, 2015

$1.1B

$998M

n/a

2013

Jan 30, 2014

$1.2B

$1.1B

n/a

2012

Jan 30, 2013

$927M

$796M

n/a

2011

Jan 31, 2012

$1.3B

$1.2B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$1.1B

$1.2B

-5.7%

$1.3B

-5.0%

n/a