DFX Intelligence

J••• S••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

J••• S••••• S••••

Advisor at M••••• S••••••

Denver, CO

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Search this name across graphsid dfx:ria:3eec7191-6d25-eb13-95e5-e8d1d4fc252e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 14, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 1, 2013	n/a	yes	Denver, CO\|Denver, CO	Current employment
A•••• W••••• M••••••••• L••	Independent wealth	Aug 16, 2012	Jan 11, 2013	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• E••••••••• L••	A•••• W••••• M••••••••• L••	Aug 7, 2013	Aug 16, 2012	-356	Firm change after gap	Other
A•••• W••••• M••••••••• L••	M••••• S••••••	Jan 11, 2013	Nov 1, 2013

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Apr 28, 2010factForm ADV
→ M••••• E••••••••• L••Registered adviserregistration: previous registration
Jun 5, 2012 to Aug 7, 2013factForm ADV
→ A•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 16, 2012 to Jan 11, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3eec7191-6d25-eb13-95e5-e8d1d4fc252e
First observed: May 16, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.