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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

APRIO WEALTH MANAGEMENT, LLC

CRD 127333

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25d07a6e-298a-977a-c04b-b40289737ae1

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 72
Dated events: 18
On other graphs: 0
Observed: Jan 23, 2012 to Aug 18, 2026
67 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.2BItem 5.F on the latest filing (2026-08-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.2B
Private client RAUM: $3.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 38
RAUM per advisor: $109Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 55
Advisory employees: 32
Offices: 10Schedule D 1.F, beyond the principal office
Accounts: 5,258
Individual clients: 882
High net worth clients: 710
Custody, client assets: $1.6B
SEC number: 801-63326
CRD: 127333
Filings on the tape: 67
First filed: Jan 23, 2012
Latest filed: Aug 18, 2026
Organised: Limited Liability Company, DE
Website: wealth.aprio.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 38

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEITH M GREENWALD	n/a	GREENWOOD VILLAGE, CO \| ATLANTA, GA	12	21	n/a	no
DAVI KUTNER	Certified Financial Planner	ATLANTA, GA	11	22	4	no
MICHAEL STEPHEN SAULNIER	n/a	ATLANTA, GA	10	12	n/a	no
MARC LEVEN	Certified Financial Planner	ATLANTA, GA \| PHILADELPHIA, PA	7	15	2	no
JOHN ANDREW BLY	n/a	ATLANTA, GA \| MATTHEWS, NC	6	22	2	no
PHILLIPE ALEXANDER TOUPIN	Certified Financial Planner	MATTHEWS, NC \| ATLANTA, GA	6	13	1	no
SCOTT JOSEPH BARNAS	Certified Financial Planner\|Chartered Financial Consultant	ATLANTA, GA	5	29	5	no
RICHARD HERMAN SCHRIEFER	n/a	ATLANTA, GA \| NEW YORK, NY	5	28	1	no
ADAM MITCHELL VENOKUR	Certified Financial Planner\|Personal Financial Specialist	ATLANTA, GA \| NEW YORK, NY	5	26	1	no
SIMEON ROTH WALLIS	Chartered Financial Analyst	ATLANTA, GA	4	21	n/a	no
ANGELA MARIE CHANEY	n/a	ATLANTA, GA \| PUNTA GORDA, FL	3	11	n/a	no
MARY LEILA BEFORD	n/a	ATLANTA, GA	2	12	n/a	no
Matthew Joseph Miller	n/a	ATLANTA, GA	2	13	5	no
HALEY BROOKE PATTERSON	Certified Financial Planner	ATLANTA, GA	2	15	2	no
SRBO NMN RADISAVLJEVIC	Certified Financial Planner	SCHAUMBURG, IL \| ATLANTA, GA	1	29	5	no
NOAH BENJAMIN MARELL	Certified Financial Planner	ATLANTA, GA \| MINNEAPOLIS, MN	1	16	4	no
JOHN DALTON LUTZ	n/a	ATLANTA, GA	1	27	n/a	no
DYLAN MATTHEW SANDERS	Certified Financial Planner	ATLANTA, GA \| HONOLULU, HI	0	11	n/a	no
William Landis Westenberger	n/a	ATLANTA, GA	0	26	1	no
TIMOTHY BRIAN SHMIDL	Certified Financial Planner	OVERLAND PARK, KS \| ATLANTA, GA	0	37	1	no
RANDY A SCHALLER	Certified Financial Planner	ATLANTA, GA \| OVERLAND PARK, KS	0	18	3	no
ERIC WILLIAM FLYNN	Chartered Financial Analyst	BOZEMAN, MT \| ATLANTA, GA	0	24	5	no
Amanda Louise Brown	Certified Financial Planner	ATLANTA, GA \| OVERLAND PARK, KS	0	11	1	no
CHRISTOPHER DEAN GUINTHER	n/a	ATLANTA, GA	0	23	2	no
DANIEL WILLIAM WILSON	Certified Financial Planner	ATLANTA, GA \| LAKE MILLS, WI	0	29	7	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
APRIO CAPITAL PARTNERS, LLC	MANAGING MEMBER	E	yes	09/2011	Aug 18, 2026	Aug 18, 2026
GREENWALD, KEITH, M	MANAGING DIRECTOR	Na	yes	04/2014	Aug 18, 2026	Aug 18, 2026
APRIO ADVISORY GROUP, LLC	Member	E	yes	08/2024	Aug 1, 2024	Nov 19, 2024
HOLT, COURTNEY, LYNNE	CHIEF COMPLIANCE OFFICER	Na	no	01/2026	Aug 18, 2026	Aug 18, 2026
MARELL, NOAH, BENJAMIN	Coo	Na	no	03/2025	Aug 18, 2026	Aug 18, 2026
KOPELMAN, RICHARD	CEO OF THE MANAGING MEMBER	F	no	08/2024	Jun 10, 2013	Nov 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
APRIO RISK MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
APRIO, LLP	n/a	n/a	n/a	Y	yes	n/a
LSMPT FINANCIAL ADVISORS, LLC	n/a	State registered	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Matthews	Nc	United States	2	no
NEW YORK	NY	United States	2	no
CHULA VISTA	CA	United States	1	no
Denver	Co	United States	1	no
Newberry	FL	United States	1	no
Boise	Id	United States	1	no
Rockville	Md	United States	1	no
Fairfield	Nj	United States	1	no
Nashville	Tn	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 19

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026	$4.2B	$4.2B	55	32	10	n/a	n/a
2024	Apr 21, 2025	$2.6B	$1.6B	37	24	13	n/a	n/a
2023	Mar 29, 2024	$1.8B	$1.0B	30	23	11	n/a	n/a
2022	Mar 31, 2023	$1.3B	$754M	22	17	12	n/a	n/a
2021	Mar 24, 2022	$1.3B	$727M	16	12	5	n/a	n/a
2020	Mar 31, 2021	$913M	$502M	13	9	4	n/a	n/a
2019	Mar 30, 2020	$703M	$369M	7	6	1	n/a	n/a
2018	Mar 5, 2019	$500M	$261M	6	4	0	n/a	n/a
2017	Mar 19, 2018	$444M	$224M	7	5	0	n/a	n/a
2016	Jan 26, 2017	$341M	$169M	5	3	n/a	n/a	n/a
2015	Feb 3, 2016	$248M	$142M	6	4	n/a	n/a	n/a
2014	Mar 2, 2015	$215M	$119M	6	3	n/a	n/a	n/a
2013	Mar 27, 2014	$407M	$346M	12	9	n/a	n/a	n/a
2012	Mar 20, 2013	$377M	$282M	16	8	n/a	n/a	n/a
2011	Mar 30, 2012	$382M	$376M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
17	4	13	10.5%	1	0	0	22	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.2B	$2.6B	57.7%	$1.3B	46.6%	55	37	10	13

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PRISM FINANCIAL GROUP, L.L.C.	5	Dec 3, 2025	Jan 9, 2026	OVERLAND PARK, KS	Firm absorbed	RIA to RIA	100.0%
EQUITABLE ADVISORS, LLC	2	May 5, 2021	Apr 19, 2021	NEW YORK, NY	Team lift out	Ibd to RIA	0.1%

Relationships

Affiliated with (1)

→ LSMPT FINANCIAL ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (62)

← Brian Shane AllenAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← DANIELLE MARIE ReitzAdvisorregistration: current employment
Jun 11, 2026 to presentfactForm ADV
← Isaac David DickeyAdvisorregistration: current employment
May 20, 2026 to presentfactForm ADV
← RAINE A AYERSAdvisorregistration: current employment
May 19, 2026 to presentfactForm ADV
← HAYDEN MCCONNELLAdvisorregistration: current employment
May 19, 2026 to presentfactForm ADV
← KYLE ROBERT OMERYAdvisorregistration: current employment
May 18, 2026 to presentfactForm ADV
← Ryan Van BlarcomAdvisorregistration: current employment
Jan 21, 2026 to presentfactForm ADV
← CAROLINE PAUN DOUGHERAdvisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← JAMES RANDOLPH LOVINGAdvisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← JOHN PATRICK BOHANAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← VICTOR MYRON KRASIJAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← DANIEL WILLIAM WILSONAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← MARCI JO KERRAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← WARREN RUSSELL NASHAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← CHRISTOPHER DEAN GUINTHERAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← Amanda Louise BrownAdvisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← ERIC WILLIAM FLYNNAdvisorregistration: current employment
Nov 10, 2025 to presentfactForm ADV
← TIMOTHY BRIAN SHMIDLAdvisorregistration: current employment
Nov 5, 2025 to presentfactForm ADV
← RANDY A SCHALLERAdvisorregistration: current employment
Nov 5, 2025 to presentfactForm ADV
← William Landis WestenbergerAdvisorregistration: current employment
Oct 30, 2025 to presentfactForm ADV
← DYLAN MATTHEW SANDERSAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← JOHN DALTON LUTZAdvisorregistration: current employment
Jul 23, 2025 to presentfactForm ADV
← NOAH BENJAMIN MARELLAdvisorregistration: current employment
Mar 28, 2025 to presentfactForm ADV
← SRBO NMN RADISAVLJEVICAdvisorregistration: current employment
Jan 17, 2025 to presentfactForm ADV
← HALEY BROOKE PATTERSONAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← Matthew Joseph MillerAdvisorregistration: current employment
Jan 25, 2024 to presentfactForm ADV
← MARY LEILA BEFORDAdvisorregistration: current employment
Nov 16, 2023 to presentfactForm ADV
← ANGELA MARIE CHANEYAdvisorregistration: current employment
Jun 9, 2023 to presentfactForm ADV
← SIMEON ROTH WALLISAdvisorregistration: current employment
May 31, 2022 to presentfactForm ADV
← RICHARD HERMAN SCHRIEFERAdvisorregistration: current employment
Apr 19, 2021 to presentfactForm ADV
and 32 more

Moved with (2)

← PRISM FINANCIAL GROUP, L.L.C.Registered adviser5 advisors, firm absorbed, same day
Dec 3, 2025 to Jan 9, 2026factForm ADV
← EQUITABLE ADVISORS, LLCRegistered adviser2 advisors, team lift out
May 5, 2021 to Apr 19, 2021factForm ADV

Controls (3)

← GREENWALD, KEITH, MOwnerMANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 10, 2014 to Nov 19, 2024factForm ADV
← APRIO ADVISORY GROUP, LLCOwnerMEMBER, ownership code E, domestic entity
Aug 1, 2024 to Nov 19, 2024factForm ADV
← APRIO CAPITAL PARTNERS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 26, 2017 to Nov 19, 2024factForm ADV

Owns (1)

← KOPELMAN, RICHARDOwnerCEO OF THE MANAGING MEMBER, ownership code F, individual
Jun 10, 2013 to Nov 19, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 23, 2026
Advisor changed firm
Charles Henry Koch left Aprio Wealth Management, Llc for Quantum Financial Partners Llc (registered 2026-04-17)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2026
Advisor headcount changed
Aprio Wealth Management, Llc reported 34 state-registered advisory representatives, up from 24 (2026-02-03 to 2026-03-31)
Form ADVobserved 6 days ago
10 IARS
Occurred
Mar 31, 2026
Regulatory AUM changed
Aprio Wealth Management, Llc reported RAUM $4.2B, up 58% from $2.6B (2026-02-03 to 2026-03-31)
Form ADVobserved 6 days ago
$1.5B
Occurred
Mar 10, 2026
Advisor changed firm
William Gregory Whittaker Jr. left Aprio Wealth Management, Llc for Creative Planning (registered 2026-05-29)
Form ADVobserved 6 days ago
Occurred
Feb 6, 2026
Advisor changed firm
Adam James Niestradt left Aprio Wealth Management, Llc for Ritholtz Wealth Management (registered 2026-01-27)
Form ADVobserved 6 days ago
Occurred
Dec 3, 2025
Firm absorbed
Prism Financial Group, L.L.C.'s advisors moved to Aprio Wealth Management, LLC (Overland Park, KS): 5 of 5 registered, on the same day
Form ADVobserved 6 days ago
5 advisors
Occurred
Nov 14, 2025
Advisor changed firm
William Cory Archibald left Aprio Wealth Management, Llc for Maripau Wealth Management Llc (registered 2026-03-16)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Regulatory AUM changed
Aprio Wealth Management, Llc reported RAUM $2.6B, up 44% from $1.8B (2025-01-16 to 2025-04-21)
Form ADVobserved 6 days ago
$800M
Occurred
Mar 29, 2024
Regulatory AUM changed
Aprio Wealth Management, Llc reported RAUM $1.8B, up 39% from $1.3B (2024-02-07 to 2024-03-29)
Form ADVobserved 6 days ago
$517M
Occurred
Aug 31, 2022
Advisor changed firm
Violet Amaranth Hungerford left Aprio Wealth Management, Llc for Helium Advisors Llc (registered 2022-12-09)
Form ADVobserved 6 days ago
Occurred
Mar 24, 2022
Regulatory AUM changed
Aprio Wealth Management, Llc reported RAUM $1.3B, up 44% from $912.5M (2021-03-31 to 2022-03-24)
Form ADVobserved 6 days ago
$400M
Occurred
Mar 31, 2021
Regulatory AUM changed
Aprio Wealth Management, Llc reported RAUM $912.5M, up 30% from $703.2M (2020-12-22 to 2021-03-31)
Form ADVobserved 6 days ago
$209M
Occurred
Mar 30, 2020
Regulatory AUM changed
Aprio Wealth Management, Llc reported RAUM $703.2M, up 41% from $500.3M (2020-01-16 to 2020-03-30)
Form ADVobserved 6 days ago
$203M
Occurred
Jan 16, 2020
Control person left
A Deborah Powell (Chief Compliance Officer, Director Of Operations) no longer on Schedule A of Aprio Wealth Management, Llc (listed 2019-11-26, absent 2020-01-16)
Form ADVobserved 6 days ago
Occurred
Aug 6, 2018
Succession filed (Item 4)
Aprio Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Mar 19, 2018
Regulatory AUM changed
Aprio Wealth Management, Llc reported RAUM $444.3M, up 30% from $341.0M (2017-04-13 to 2018-03-19)
Form ADVobserved 6 days ago
$103M

Show 2 bookkeeping events

Occurred
Apr 20, 2026
Aprio Wealth Management, Llc reported 10 offices beyond its principal office, down from 15 (2026-03-31 to 2026-04-20)
Occurred
Mar 31, 2023
Aprio Wealth Management, Llc reported 12 offices beyond its principal office, up from 6 (2023-03-03 to 2023-03-31)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25d07a6e-298a-977a-c04b-b40289737ae1
First observed: Jan 23, 2012
Last observed: Aug 18, 2026 34 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

APRIO WEALTH MANAGEMENT, LLC

CRD 127333

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25d07a6e-298a-977a-c04b-b40289737ae1

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEITH M GREENWALD

n/a

GREENWOOD VILLAGE, CO | ATLANTA, GA

n/a

DAVI KUTNER

Certified Financial Planner

ATLANTA, GA

MICHAEL STEPHEN SAULNIER

n/a

ATLANTA, GA

n/a

MARC LEVEN

Certified Financial Planner

ATLANTA, GA | PHILADELPHIA, PA

JOHN ANDREW BLY

n/a

ATLANTA, GA | MATTHEWS, NC

PHILLIPE ALEXANDER TOUPIN

Certified Financial Planner

MATTHEWS, NC | ATLANTA, GA

SCOTT JOSEPH BARNAS

Certified Financial Planner|Chartered Financial Consultant

ATLANTA, GA

RICHARD HERMAN SCHRIEFER

n/a

ATLANTA, GA | NEW YORK, NY

ADAM MITCHELL VENOKUR

Certified Financial Planner|Personal Financial Specialist

ATLANTA, GA | NEW YORK, NY

SIMEON ROTH WALLIS

Chartered Financial Analyst

ATLANTA, GA

n/a

ANGELA MARIE CHANEY

n/a

ATLANTA, GA | PUNTA GORDA, FL

n/a

MARY LEILA BEFORD

n/a

ATLANTA, GA

n/a

Matthew Joseph Miller

n/a

ATLANTA, GA

HALEY BROOKE PATTERSON

Certified Financial Planner

ATLANTA, GA

SRBO NMN RADISAVLJEVIC

Certified Financial Planner

SCHAUMBURG, IL | ATLANTA, GA

NOAH BENJAMIN MARELL

Certified Financial Planner

ATLANTA, GA | MINNEAPOLIS, MN

JOHN DALTON LUTZ

n/a

ATLANTA, GA

n/a

DYLAN MATTHEW SANDERS

Certified Financial Planner

ATLANTA, GA | HONOLULU, HI

n/a

William Landis Westenberger

n/a

ATLANTA, GA

TIMOTHY BRIAN SHMIDL

Certified Financial Planner

OVERLAND PARK, KS | ATLANTA, GA

RANDY A SCHALLER

Certified Financial Planner

ATLANTA, GA | OVERLAND PARK, KS

ERIC WILLIAM FLYNN

Chartered Financial Analyst

BOZEMAN, MT | ATLANTA, GA

Amanda Louise Brown

Certified Financial Planner

ATLANTA, GA | OVERLAND PARK, KS

CHRISTOPHER DEAN GUINTHER

n/a

ATLANTA, GA

DANIEL WILLIAM WILSON

Certified Financial Planner

ATLANTA, GA | LAKE MILLS, WI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

APRIO CAPITAL PARTNERS, LLC

MANAGING MEMBER

yes

09/2011

Aug 18, 2026

GREENWALD, KEITH, M

MANAGING DIRECTOR

yes

04/2014

Aug 18, 2026

APRIO ADVISORY GROUP, LLC

Member

yes

08/2024

Aug 1, 2024

Nov 19, 2024

HOLT, COURTNEY, LYNNE

CHIEF COMPLIANCE OFFICER

01/2026

Aug 18, 2026

MARELL, NOAH, BENJAMIN

Coo

03/2025

Aug 18, 2026

KOPELMAN, RICHARD

CEO OF THE MANAGING MEMBER

08/2024

Jun 10, 2013

Nov 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

APRIO RISK MANAGEMENT LLC

n/a

yes

n/a

APRIO, LLP

n/a

yes

n/a

LSMPT FINANCIAL ADVISORS, LLC

n/a

State registered

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Matthews

United States

NEW YORK

United States

CHULA VISTA

United States

Denver

United States

Newberry

United States

Boise

United States

Rockville

United States

Fairfield

United States

Nashville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 20, 2026

$4.2B

n/a

2024

Apr 21, 2025

$2.6B

$1.6B

n/a

2023

Mar 29, 2024

$1.8B

$1.0B

n/a

2022

Mar 31, 2023

$1.3B

$754M

n/a

2021

Mar 24, 2022

$1.3B

$727M

n/a

2020

Mar 31, 2021

$913M

$502M

n/a

2019

Mar 30, 2020

$703M

$369M

n/a

2018

Mar 5, 2019

$500M

$261M

n/a

2017

Mar 19, 2018

$444M

$224M

n/a

2016

Jan 26, 2017

$341M

$169M

n/a

2015

Feb 3, 2016

$248M

$142M

n/a

2014

Mar 2, 2015

$215M

$119M

n/a

2013

Mar 27, 2014

$407M

$346M

n/a

2012

Mar 20, 2013

$377M

$282M

n/a

2011

Mar 30, 2012

$382M

$376M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

10.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.2B

$2.6B

57.7%

$1.3B

46.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PRISM FINANCIAL GROUP, L.L.C.

Dec 3, 2025

Jan 9, 2026

OVERLAND PARK, KS

Firm absorbed

RIA to RIA

100.0%

EQUITABLE ADVISORS, LLC

May 5, 2021

Apr 19, 2021

NEW YORK, NY

Team lift out

Ibd to RIA

0.1%