DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANDREW GEORGE CHRISTOPHER

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Lake Como, NJ | RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3eeceea7-8eb8-55f7-1864-ffa12766891b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 25, 1998
First registration: Jun 20, 2002
Dual registered: yes, broker-dealer
Other names: ANDREAS GEORGE CHRISTOPHER
IAPD individual key: 3060388

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 3, 2003	n/a	yes	RED BANK, NJ\|Lake Como, NJ	Current employment
MORGAN STANLEY DW INC.	n/a	Jun 20, 2002	Nov 7, 2003	no	RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 7, 2003	Dec 3, 2003	26	Firm change	Other

Relationships

Registered with (2)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Dec 3, 2003 to presentfactForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 20, 2002 to Nov 7, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3eeceea7-8eb8-55f7-1864-ffa12766891b
First observed: Jun 20, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDREW GEORGE CHRISTOPHER

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Lake Como, NJ | RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3eeceea7-8eb8-55f7-1864-ffa12766891b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:23 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Dec 3, 2003

n/a

yes

RED BANK, NJ|Lake Como, NJ

Current employment

MORGAN STANLEY DW INC.

n/a

Jun 20, 2002

Nov 7, 2003

RED BANK, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 7, 2003

Dec 3, 2003

Firm change

Other