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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Midland, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 5, 2024 | n/a | yes | Midland, MI|Midland, MI | Current employment |
| HANTZ FINANCIAL SERVICES, INC. | Independent wealth | Feb 2, 2011 | Feb 5, 2024 | no | MIDLAND, MI|MIDLAND, MI|BAY CITY, MI|BAY CITY, MI|MIDLAND, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HANTZ FINANCIAL SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Feb 5, 2024 | Feb 5, 2024 | 0 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 46047:6363:MI:2024-02-05 | Feb 5, 2024 | Feb 5, 2024 | MIDLAND, MI | Firm change |