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Advisor at OSAIC WEALTH, INC.
HONOLULU, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 21, 2023 | n/a | yes | HONOLULU, HI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 27, 2010 | Aug 14, 2023 | no | HONOLULU, HI|HONOLULU, HI|HONOLULU, HI|HONOLULU, HI|HONOLULU, HI|HONOLULU, HI|HONOLULU, HI|HONOLULU, HI|KAILUA, HI|HONOLULU, HI | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Apr 23, 2010 | Sep 16, 2010 | no | HONOLULU, HI|HONOLULU, HI | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 15, 2005 | Apr 19, 2010 | no | HONOLULU, HI|HONOLULU, HI|HONOLULU, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | OSAIC WEALTH, INC. | Aug 14, 2023 | Aug 21, 2023 | 7 | Firm change | Ibd to ibd |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | LPL FINANCIAL LLC | Sep 16, 2010 | Oct 27, 2010 | 41 | Firm change | Other |
| LPL FINANCIAL LLC | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Apr 19, 2010 | Apr 23, 2010 | 4 | Firm change | Other |