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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Johnny B Galaviz

Advisor at PNC WEALTH MANAGEMENT

HOUSTON, TX

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Search this name across graphsid dfx:ria:3efa1f71-09cc-76c2-2359-5350201cc97b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 25, 2008
First registration: Jul 28, 2016
Dual registered: yes, broker-dealer
Other names: JOHNNY BAUTISTA GALAUIZ|JOHNNY BAUTISTA GALAVIZ|JOHNNY BAUTISTA GALAVIZ|Johnny B Galaviz|JOHNNY GALAVIZ
IAPD individual key: 5498231

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 5, 2026	n/a	yes	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 15, 2024	Jul 20, 2026	no	HOUSTON, TX\|CYPRESS, TX\|HOUSTON, TX	Previous registration
MORGAN STANLEY	Wirehouse	Sep 5, 2023	Jan 19, 2024	no	Houston, TX	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jul 28, 2016	Sep 5, 2023	no	HOUSTON, TX\|ARLINGTON, VA\|Houston, TX\|Houston, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Jul 20, 2026	Aug 5, 2026	16	Firm change	Wirehouse to ibd
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 19, 2024	Apr 15, 2024	87	Firm change	Wirehouse to wirehouse
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse

Relationships

Registered with (4)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 5, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 15, 2024 to Jul 20, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 5, 2023 to Jan 19, 2024factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 28, 2016 to Sep 5, 2023factForm ADV

Dated events

Occurred
Jul 20, 2026
Advisor changed firm
Johnny B Galaviz left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pnc Wealth Management (registered 2026-08-05)
Form ADVobserved 4 days ago
Occurred
Jan 19, 2024
Advisor changed firm
Johnny B Galaviz left Morgan Stanley for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-04-15)
Form ADVobserved 4 days ago