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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LEE, KELLEHER & KLEIN WEALTH MANAGEMENT

LEE, KELLEHER, & KLEIN WEALTH MANAGEMENT LLC, CRD 331717

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3efebd36-b347-8b90-6886-3de329e14a7b

Data as of Jun 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: May 28, 2024 to Jun 5, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $252MItem 5.F on the latest filing (2026-06-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $252M
Private client RAUM: $232MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $84.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 454
Individual clients: 91
High net worth clients: 60
SEC number: 801-130558
CRD: 331717
Filings on the tape: 9
First filed: May 28, 2024
Latest filed: Jun 5, 2026
Organised: Limited Liability Company, MD
Website: lkkwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES HENGSUK LEE	n/a	ELLICOTT CITY, MD	2	28	3	no
William Paul Kelleher	n/a	ELLICOTT CITY, MD	2	10	1	no
MATTHEW GERARD KLEIN	Certified Financial Planner\|Chartered Financial Analyst	ELLICOTT CITY, MD	0	19	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Kelleher, William, Paul	OWNER AND CCO	B	yes	07/2024	Jul 8, 2024	Oct 8, 2024
LEE, JAMES, HENGSUK	Owner	E	yes	07/2024	Jul 8, 2024	Oct 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$252M	$252M	3	3	0	n/a	n/a
2024	Mar 28, 2025	$199M	$193M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$252M	$199M	26.9%	n/a	n/a	3	2	2	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Jul 22, 2024	Aug 7, 2024	COLUMBIA, MD	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (3)

← MATTHEW GERARD KLEINAdvisorregistration: current employment
Mar 1, 2026 to presentfactForm ADV
← JAMES HENGSUK LEEAdvisorregistration: current employment
Aug 7, 2024 to presentfactForm ADV
← William Paul KelleherAdvisorregistration: current employment
Aug 7, 2024 to presentfactForm ADV

Controls (2)

← LEE, JAMES, HENGSUKOwnerOWNER, ownership code E, individual
Jul 8, 2024 to Oct 8, 2024factForm ADV
← Kelleher, William, PaulOwnerOWNER AND CCO, ownership code B, individual
Jul 8, 2024 to Oct 8, 2024factForm ADV

Dated events

Occurred
Jul 22, 2024
Team lift-out
2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Columbia, MD) for Lee, Kelleher & Klein Wealth Management on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 8, 2024
Control person left
Marie Celeste Lee (Owner, Manager, And Cco) no longer on Schedule A of Lee, Kelleher & Klein Wealth Management (listed 2024-06-17, absent 2024-07-08)
Form ADVobserved 6 days ago
Occurred
Jul 8, 2024
Control person joined
Hengsuk James Lee (Owner) appeared on Schedule A of Lee, Kelleher & Klein Wealth Management
Form ADVobserved 6 days ago
Occurred
Jul 8, 2024
Control person joined
Paul William Kelleher (Owner And Cco) appeared on Schedule A of Lee, Kelleher & Klein Wealth Management
Form ADVobserved 6 days ago
Occurred
May 28, 2024
First Form ADV filing
Lee Kelleher Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3efebd36-b347-8b90-6886-3de329e14a7b
First observed: May 28, 2024
Last observed: Jun 5, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEE, KELLEHER & KLEIN WEALTH MANAGEMENT

LEE, KELLEHER, & KLEIN WEALTH MANAGEMENT LLC, CRD 331717

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3efebd36-b347-8b90-6886-3de329e14a7b

Data as of Jun 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES HENGSUK LEE

n/a

ELLICOTT CITY, MD

William Paul Kelleher

n/a

ELLICOTT CITY, MD

MATTHEW GERARD KLEIN

Certified Financial Planner|Chartered Financial Analyst

ELLICOTT CITY, MD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Kelleher, William, Paul

OWNER AND CCO

yes

07/2024

Jul 8, 2024

Oct 8, 2024

LEE, JAMES, HENGSUK

Owner

yes

07/2024

Jul 8, 2024

Oct 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$252M

n/a

2024

Mar 28, 2025

$199M

$193M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$252M

$199M

26.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 22, 2024

Aug 7, 2024

COLUMBIA, MD

Team lift out

Wirehouse to new firm

0.0%