DFX Intelligence

M•••••• D•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••••• D•••• W••••

Advisor at L•• F•••••••• L••

KENNEWICK, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3eff5429-2b04-583a-a177-5b41201d568a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	KENNEWICK, WA	Current employment
C••••••••• W••••• S••••••••• I•••	Former SEC adviser	Oct 30, 2018	Aug 29, 2024	no	KENNEWICK, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• S••••••••• I•••	L•• F•••••••• L••	Aug 29, 2024	Jun 14, 2024	-76	Firm change after gap	RIA to ibd
F•••••••• A•••••••• I••••••••• M•••••••••	C••••••••• W••••• S••••••••• I•••	Dec 18, 2018	Oct 30, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
297491:6413:WA:2024-08-29	Aug 29, 2024	Jun 14, 2024	KENNEWICK, WA	Firm change after gap
151298:297491:WA:2018-12-18	Dec 18, 2018	Oct 30, 2018	OLYMPIA, WA	Firm change after gap
866:151298:WA:2015-07-23	Jul 23, 2015	Jul 23, 2015	KENNEWICK, WA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ C••••••••• W••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 30, 2018 to Aug 29, 2024factForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jul 23, 2015 to Dec 18, 2018factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Aug 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3eff5429-2b04-583a-a177-5b41201d568a
First observed: Oct 1, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.