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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CORNERSTONE WEALTH STRATEGIES, INC.

CRD 297491

KENNEWICK, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f96fc53e-f2c9-0a92-dedd-655e08f8e209

Data as of Jan 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 14
On other graphs: 0
Observed: Jun 27, 2018 to Jan 22, 2024
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2024-01-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $971MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,090
Individual clients: 794
High net worth clients: 296
SEC number: 801-113703
CRD: 297491
Filings on the tape: 13
First filed: Jun 27, 2018
Latest filed: Jan 22, 2024
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RIESENWEBER, MATTHEW, HENRY	CHIEF EXECUTIVE OFFICER	E	yes	01/2022	Jun 27, 2018	Jan 22, 2024
RIESENWEBER, WINETTE, GWEN	VICE PRESIDENT	Na	yes	07/2015	Jun 27, 2018	Jan 22, 2024
RUFF, BEAU, JAMES	PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Jun 27, 2018	Jan 22, 2024
WISER, MATTHEW, DAVID	CHIEF INVESTMENT OFFICER	B	yes	01/2021	Jun 27, 2018	Jan 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2023	Jan 22, 2024	$1.0B	$1.0B	14	10	n/a	n/a
2022	Jan 31, 2023	$770M	$770M	13	10	n/a	n/a
2021	Jan 26, 2022	$985M	$985M	11	8	n/a	n/a
2020	Jan 21, 2021	$772M	$772M	10	8	n/a	n/a
2019	Jan 23, 2020	$556M	$556M	8	6	n/a	n/a
2018	Jan 29, 2019	$414M	$414M	8	6	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.0B	$770M	30.8%	$772M	9.3%	14	13	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	3	Aug 29, 2024	Sep 3, 2025	KENNEWICK, WA	Firm absorbed	RIA to ibd	100.0%
LPL FINANCIAL LLC	4	Jul 12, 2024	Sep 3, 2025	KENNEWICK, WA	Firm absorbed	RIA to ibd	57.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	3	Dec 18, 2018	Oct 30, 2018	OLYMPIA, WA	Team lift out	RIA to RIA	2.7%

Relationships

Controls (4)

← RIESENWEBER, MATTHEW, HENRYOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Jun 27, 2018 to presentfactForm ADV
← RIESENWEBER, WINETTE, GWENOwnerVICE PRESIDENT, ownership code NA, individual
Jun 27, 2018 to presentfactForm ADV
← WISER, MATTHEW, DAVIDOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Jun 27, 2018 to presentfactForm ADV
← RUFF, BEAU, JAMESOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 27, 2018 to presentfactForm ADV

Moved with (2)

→ LPL FINANCIAL LLCRegistered adviser4 advisors, firm absorbed, same day
Jul 12, 2024 to Sep 3, 2025factForm ADV
← FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviser3 advisors, team lift out, same day
Dec 18, 2018 to Oct 30, 2018factForm ADV

Registered with (7)

← MATTHEW HENRY RIESENWEBERAdvisorregistration: previous registration
Oct 30, 2018 to Aug 29, 2024factForm ADV
← MATTHEW DAVID WISERAdvisorregistration: previous registration
Oct 30, 2018 to Aug 29, 2024factForm ADV
← KATHRYN ALYSSA MULHAUSENAdvisorregistration: previous registration
Oct 30, 2018 to Aug 29, 2024factForm ADV
← JOEL DAVID OCKEYAdvisorregistration: previous registration
Jul 1, 2020 to Jul 12, 2024factForm ADV
← CAMERON MARK BURCHAdvisorregistration: previous registration
Oct 29, 2020 to Jul 12, 2024factForm ADV
← TYLER ROY SCOTTAdvisorregistration: previous registration
Feb 16, 2022 to Jul 12, 2024factForm ADV
← Emily Rebekah MaldonadoAdvisorregistration: previous registration
Mar 14, 2022 to Jul 12, 2024factForm ADV

Dated events

Occurred
Aug 29, 2024
Firm absorbed
Cornerstone Wealth Strategies, Inc.'s advisors moved to LPL Financial LLC (Kennewick, WA): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Aug 29, 2024
Advisor changed firm
Kathryn Alyssa Mulhausen left Cornerstone Wealth Strategies, Inc. for Lpl Financial Llc (registered 2025-09-03)
Form ADVobserved 6 days ago
Occurred
Aug 29, 2024
Advisor changed firm
Matthew Henry Riesenweber left Cornerstone Wealth Strategies, Inc. for Lpl Financial Llc (registered 2024-06-14)
Form ADVobserved 6 days ago
Occurred
Aug 29, 2024
Advisor changed firm
Matthew David Wiser left Cornerstone Wealth Strategies, Inc. for Lpl Financial Llc (registered 2024-06-14)
Form ADVobserved 6 days ago
Occurred
Jul 12, 2024
Firm absorbed
Cornerstone Wealth Strategies, Inc.'s advisors moved to LPL Financial LLC (Kennewick, WA): 4 of 7 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Jul 12, 2024
Advisor changed firm
Joel David Ockey left Cornerstone Wealth Strategies, Inc. for Lpl Financial Llc (registered 2024-06-14)
Form ADVobserved 6 days ago
Occurred
Jul 12, 2024
Advisor changed firm
Emily Rebekah Maldonado left Cornerstone Wealth Strategies, Inc. for Lpl Financial Llc (registered 2025-09-03)
Form ADVobserved 6 days ago
Occurred
Jul 12, 2024
Advisor changed firm
Cameron Mark Burch left Cornerstone Wealth Strategies, Inc. for Lpl Financial Llc (registered 2024-06-14)
Form ADVobserved 6 days ago
Occurred
Jul 12, 2024
Advisor changed firm
Tyler Roy Scott left Cornerstone Wealth Strategies, Inc. for Lpl Financial Llc (registered 2024-06-14)
Form ADVobserved 6 days ago
Occurred
Jan 22, 2024
Regulatory AUM changed
Cornerstone Wealth Strategies, Inc. reported RAUM $1.0B, up 31% from $770.3M (2023-08-30 to 2024-01-22)
Form ADVobserved 6 days ago
$237M
Occurred
Jan 26, 2022
Regulatory AUM changed
Cornerstone Wealth Strategies, Inc. reported RAUM $985.2M, up 28% from $772.4M (2021-01-21 to 2022-01-26)
Form ADVobserved 6 days ago
$213M
Occurred
Jan 21, 2021
Regulatory AUM changed
Cornerstone Wealth Strategies, Inc. reported RAUM $772.4M, up 39% from $556.3M (2020-06-01 to 2021-01-21)
Form ADVobserved 6 days ago
$216M
Occurred
Jan 23, 2020
Regulatory AUM changed
Cornerstone Wealth Strategies, Inc. reported RAUM $556.3M, up 35% from $413.6M (2019-06-17 to 2020-01-23)
Form ADVobserved 6 days ago
$143M
Occurred
Jun 27, 2018
First Form ADV filing
Cornerstone Wealth Strategies, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f96fc53e-f2c9-0a92-dedd-655e08f8e209
First observed: Jun 27, 2018
Last observed: Jan 22, 2024 32 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CORNERSTONE WEALTH STRATEGIES, INC.

CRD 297491

KENNEWICK, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f96fc53e-f2c9-0a92-dedd-655e08f8e209

Data as of Jan 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RIESENWEBER, MATTHEW, HENRY

CHIEF EXECUTIVE OFFICER

yes

01/2022

Jun 27, 2018

Jan 22, 2024

RIESENWEBER, WINETTE, GWEN

VICE PRESIDENT

yes

07/2015

Jun 27, 2018

Jan 22, 2024

RUFF, BEAU, JAMES

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

01/2021

Jun 27, 2018

Jan 22, 2024

WISER, MATTHEW, DAVID

CHIEF INVESTMENT OFFICER

yes

01/2021

Jun 27, 2018

Jan 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Jan 22, 2024

$1.0B

n/a

2022

Jan 31, 2023

$770M

n/a

2021

Jan 26, 2022

$985M

n/a

2020

Jan 21, 2021

$772M

n/a

2019

Jan 23, 2020

$556M

n/a

2018

Jan 29, 2019

$414M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$1.0B

$770M

30.8%

$772M

9.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Aug 29, 2024

Sep 3, 2025

KENNEWICK, WA

Firm absorbed

RIA to ibd

100.0%

LPL FINANCIAL LLC

Jul 12, 2024

Sep 3, 2025

KENNEWICK, WA

Firm absorbed

RIA to ibd

57.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Dec 18, 2018

Oct 30, 2018

OLYMPIA, WA

Team lift out

RIA to RIA

2.7%