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M•••••• C••••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••••• C••••••••• H•••••

Advisor at C••••• I••••••••• A••••••• L••

TRAVELERS REST, SC

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Search this name across graphsid dfx:ria:3effeddd-2d10-5aa2-f6e9-353bdac66dd6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 30, 2026	n/a	yes	TRAVELERS REST, SC	Current employment
C•••••• I••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 10, 2025	Jul 1, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I••••••••• A••••••• S•••••••• L••	C••••• I••••••••• A••••••• L••	Jul 1, 2026	Jun 30, 2026	-1	Firm change	Ibd to ibd
L•• F•••••••• L••	C•••••• I••••••••• A••••••• S•••••••• L••	Jun 23, 2025

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ C•••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 10, 2025 to Jul 1, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 12, 2023 to Jun 23, 2025factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
M•••••• C••••••••• H••••• left C•••••• I••••••••• A••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-06-30)
Form ADVobserved 7 days ago
Occurred
Jun 23, 2025
Advisor changed firm
M•••••• C••••••••• H••••• left L•• F•••••••• L•• for C•••••• I••••••••• A••••••• S•••••••• L•• (registered 2025-06-10)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
M•••••• C••••••••• H••••• left P••• A••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2023-05-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3effeddd-2d10-5aa2-f6e9-353bdac66dd6
First observed: Mar 16, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.