DFX Intelligence

T•••••• C•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

T•••••• C•••••• S•••••

Advisor at L•• F•••••••• L••

ALEXANDRIA, VA

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Search this name across graphsid dfx:ria:3f0038f8-71a6-cf96-ae9e-0082bb08385b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 20, 2024	n/a	yes	ALEXANDRIA, VA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Aug 22, 2024	no	ALEXANDRIA, VA\|EDEN PRAIRIE, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••••••• W••••• M••••••••• L••	S••••••••• A•••••• A•••••••• I•••	Aug 29, 2024	Dec 7, 2021	-996	Firm change after gap	RIA to ibd
O•••• W•••••• I•••	L•• F•••••••• L••	Aug 22, 2024	Aug 20, 2024

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 20, 2024 to presentfactForm ADV
→ U••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 31, 2019 to Aug 29, 2024factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Aug 22, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Aug 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f0038f8-71a6-cf96-ae9e-0082bb08385b
First observed: Sep 1, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.