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CRD 316401
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S••••• F••••••••• G••••• | Chartered Financial Analyst | SAN ANTONIO, TX | 5 | 24 | 4 | no |
| J••••••• H•••••• L•••• | n/a | SAN ANTONIO, TX | 4 | 11 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| E••••• R••• B••••• F•••• L• | Hedge Fund | $49.8M | Oct 22, 2024 | 41 | Aug 23, 2021 | reported | 021-414089 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••••• J•••• W•••••• | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | Na | yes | 04/2023 | Jun 27, 2023 | Oct 22, 2024 |
| G•••••• S•••••• F••••••••• | MANAGING MEMBER | D | yes | 07/2021 | Aug 23, 2021 | Oct 22, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| E••••• R••• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $644M | $488M | 32.1% | n/a | n/a | 10 | 9 | 0 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••• I••••••••• • A••••••• | 2 | Jan 6, 2022 | Jan 3, 2022 | SAN ANTONIO, TX | Team lift out | RIA to new firm | 8.7% |
| no |
| Member |
| C |
| yes |
| 07/2021 |
| Aug 23, 2021 |
| Oct 22, 2024 |
| S••••• W••••••• R••• | Member | C | yes | 07/2021 | Aug 23, 2021 | Oct 22, 2024 |
| $644M |
| $644M |
| 10 |
| 6 |
| 0 |
| 1 |
| n/a |
| 2024 | Mar 24, 2025 | $488M | $488M | 9 | 5 | 2 | 1 | n/a |
| 2023 | Mar 25, 2024 | $338M | $338M | 6 | 4 | 2 | 1 | $49.8M |