DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••• R••• P•••••••• L••
Latest filing May 26, 2026
First filing on the tape Aug 23, 2021 · 13 filings
SEC status approved since Jul 27, 2023
RAUM
$644M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
38%
$248M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$322M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$644M as of May 26, 2026
Mar 25, 2024$338M then
HNW client RAUM$245M as of May 26, 2026
Mar 25, 2024$144M then
State-registered IARs (5.B.3)2 as of May 26, 2026
Mar 25, 20242 then
Employees (5.A)10 as of May 26, 2026
Mar 25, 20246 then
Private funds1 as of May 26, 2026
Mar 25, 20241 then
RAUM +32% over the last fiscal yearIARs 2 to 2offices 2 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $322MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $8.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.7M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$245M38%
- Pension and profit-sharing plans$174M27%
- State and municipal entities$96.1M15%
- Other investment advisers$79.6M12%
- Charitable organizations$24.2M3.8%
- Corporations and businesses$17.3M2.7%
- Pooled investment vehicles$4.7M0.7%
- Individuals$2.6M0.4%
- Individual clients
- 12reported
- HNW clients
- 51reported
- Pension plan clients
- 1reported
- Charitable clients
- 3reported
- Accounts
- 81reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.7M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.38 fund_share=0.13 institutional_share=0.46 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• F••••••••• G•••••Chartered Financial Analyst | San Antonio, Tx | Sep 23, 2021 | 24 y | 4 |
| J••••••• H•••••• L•••• | San Antonio, Tx | Jan 3, 2022 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••••• H•••••• L•••• from A••••• I••••••••• • A•••••••Jan 3, 2022 · RIA to a newly registered adviser
- S••••• F••••••••• G••••• from A••••• I••••••••• • A•••••••Sep 23, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••• I••••••••• • A•••••••Jan 6, 2022 · San Antonio, Tx
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••• R••• B••••• F•••• L• | Hedge Fund | $49.8M | 41 | Aug 23, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• J•••• W•••••• · Chief Compliance Officer And Chief Operating Officercontrolsince 04/2023 · owns less than 5%
- G•••••• S•••••• F••••••••• · Managing Membercontrolsince 07/2021 · owns 50% to 75%
- L••••• J•••••••• H•••••• · Membercontrolsince 07/2021 · owns 25% to 50%
- S••••• W••••••• R••• · Membercontrolsince 07/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
- E••••• R••• G•• L••investment adviserbankpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing May 26, 2026RAUM per account of $7,951,623 against a peer median of $610,947 (1443 comparable advisers, 98.0th percentile, 5.0 robust deviations)peers: independent wealth managers, $500M to $1B (1,443) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 167 to 81Mar 24, 2025 to Mar 26, 2026
- Advisory employees · 5 to 6Mar 24, 2025 to Mar 26, 2026
- Advisory activities · 2 to 3Mar 24, 2025 to Mar 26, 2026
- Charity clients · 2 to 3Mar 24, 2025 to Mar 26, 2026
- Corporate clients · 4 to 3Mar 24, 2025 to Mar 26, 2026
- HNW clients · 48 to 51Mar 24, 2025 to Mar 26, 2026
- Individual clients · 9 to 12Mar 24, 2025 to Mar 26, 2026
- Pooled vehicle clients · 0 to 1Mar 24, 2025 to Mar 26, 2026
- Assets in custody · $45.6M to $4.7MMar 24, 2025 to Mar 26, 2026
- Employees · 9 to 10Mar 24, 2025 to Mar 26, 2026
- Other offices · 2 to 0Mar 24, 2025 to Mar 26, 2026
- Discretionary RAUM · $488M to $644MMar 24, 2025 to Mar 26, 2026
- HNW RAUM · $209M to $245MMar 24, 2025 to Mar 26, 2026
- Individual RAUM · $1.7M to $2.6MMar 24, 2025 to Mar 26, 2026
- Pension RAUM · $115M to $174MMar 24, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $0 to $4.7MMar 24, 2025 to Mar 26, 2026
- RAUM · $488M to $644MMar 24, 2025 to Mar 26, 2026
- Accounts · 121 to 167Oct 22, 2024 to Mar 24, 2025
- Advisory employees · 4 to 5Oct 22, 2024 to Mar 24, 2025
- Advisory activities · 3 to 2Oct 22, 2024 to Mar 24, 2025
- Charity clients · 0 to 2Oct 22, 2024 to Mar 24, 2025
- Corporate clients · 2 to 4Oct 22, 2024 to Mar 24, 2025
- HNW clients · 41 to 48Oct 22, 2024 to Mar 24, 2025
- Individual clients · 0 to 9Oct 22, 2024 to Mar 24, 2025
- Pooled vehicle clients · 1 to 0Oct 22, 2024 to Mar 24, 2025
- Assets in custody · $49.8M to $45.6MOct 22, 2024 to Mar 24, 2025
- Employees · 6 to 9Oct 22, 2024 to Mar 24, 2025
- Financial planning clients · unset to Oct 22, 2024 to Mar 24, 2025
- Discretionary RAUM · $338M to $488MOct 22, 2024 to Mar 24, 2025
- HNW RAUM · $144M to $209MOct 22, 2024 to Mar 24, 2025
- Individual RAUM · $0 to $1.7MOct 22, 2024 to Mar 24, 2025
- Pension RAUM · $91.9M to $115MOct 22, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $49.8M to $0Oct 22, 2024 to Mar 24, 2025
- RAUM · $338M to $488MOct 22, 2024 to Mar 24, 2025
- Related bank · true to falseOct 22, 2024 to Mar 24, 2025
- Accounts · 100 to 121Aug 22, 2023 to Mar 25, 2024
- Advisory employees · 3 to 4Aug 22, 2023 to Mar 25, 2024
- Advisory activities · 2 to 3Aug 22, 2023 to Mar 25, 2024
- Corporate clients · 0 to 2Aug 22, 2023 to Mar 25, 2024
- HNW clients · 51 to 41Aug 22, 2023 to Mar 25, 2024
Signals
6 dated events
- E••••• R••• P•••••••• L•• reported RAUM $644.1M, up 32% from $487.6M (2025-03-24 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- E••••• R••• P•••••••• L•• reported RAUM $487.6M, up 44% from $337.9M (2024-10-22 to 2025-03-24)Mar 24, 2025 · RAUM change · derived
- E••••• R••• P•••••••• L•• reported RAUM $337.9M, up 63% from $206.8M (2023-08-22 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- William John Derrick (Chief Compliance Officer And Chief Operating Officer) appeared on Schedule A of E••••• R••• P•••••••• L••Jun 27, 2023 · Control person joined · fact
- 2 advisors left A••••• I••••••••• • A••••••• (San Antonio, TX) for E••••• R••• P•••••••• L•• on the same dayJan 6, 2022 · Team lift-out · derived
- E••••• R••• P•••••••• L•• filed its initial SEC registration (Form ADV)Aug 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E••••• R••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- E••••• R••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 726-208-0800reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/eldred-rock-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 726-208-0800reportedpublic record, Form ADV, May 26, 2026
- Contact form
- e•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $322Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026