DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RETIREMENT INVESTMENT ADVISORS INC.
CORONA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT INVESTMENT ADVISORS INC. | State registered | Feb 28, 2020 | n/a | yes | CORONA, CA | Current employment |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Aug 27, 2015 | May 4, 2020 | no | CORONA, CA|CINCINNATI, OH | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Feb 20, 2008 | Dec 31, 2010 | no | HUNTINGTON BEACH, CA|Cedar Rapids, IA|HUNTINGTON BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORTER INVESTMENT MANAGEMENT, LLC | RETIREMENT INVESTMENT ADVISORS INC. | May 4, 2020 | Feb 28, 2020 | -66 | Firm change after gap | RIA to state RIA |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | HORTER INVESTMENT MANAGEMENT, LLC | Dec 31, 2010 | Aug 27, 2015 | 1,700 | Firm change after gap | Other |