DFX Intelligence

K•••• G•••••• Y••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

K•••• G•••••• Y••

Advisor at A•••••••• M•••••••••

PHOENIX, AZ | San Diego, CA

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Search this name across graphsid dfx:ria:3f07920d-333f-09cc-82bf-fe8749f16a99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• M•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• M•••••••••	Asset manager	Nov 17, 2022	n/a	yes	PHOENIX, AZ\|San Diego, CA	Current employment
A•••••••• M•••••••••	Asset manager	Mar 28, 2022	Oct 3, 2022	no	PHOENIX, AZ	Previous registration

Relationships

Registered with (1)

→ A•••••••• M•••••••••Registered adviserregistration: previous registration
Mar 28, 2022 to Oct 3, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f07920d-333f-09cc-82bf-fe8749f16a99
First observed: Mar 28, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.