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ASTEROZOA MANAGEMENT LLC, CRD 316870
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KEVIN Guochen YIN | Chartered Financial Analyst | PHOENIX, AZ | San Diego, CA | 3 | 25 | 1 | no |
| Joseph Louis Hegener | n/a | PHOENIX, AZ | 3 | 14 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ASTEROZOA VENTURES, LP | Hedge Fund | $20.1M | Sep 11, 2024 | 100 | Oct 21, 2021 | reported | 021-385679 |
| ASTEROZOA SPECIAL FUND I | Hedge Fund | $7.3M | Sep 11, 2024 | 46 | Mar 29, 2023 | reported | 021-480030 |
| AV INSTITUTIONAL FUND LP | Hedge Fund | $2.6M | Sep 11, 2024 | 15 | Mar 25, 2024 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Altuzarra, Julia | VICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT | B | yes | 09/2021 | Mar 25, 2024 | Sep 11, 2024 |
| HEGENER FAMILY TRUST | SOLE MEMBER | E | yes | 09/2004 | Mar 25, 2024 | Sep 11, 2024 |
| Hegener, Joseph, Louis | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | C | yes | 09/2021 | Oct 21, 2021 | Sep 11, 2024 |
| Hegener, Juliana | Trustee | F | yes | 09/2004 | Mar 25, 2024 | Sep 11, 2024 |
| HEGENER, PAUL, JOSEPH | Trustee | F | yes | 09/2004 | Sep 8, 2023 | Sep 11, 2024 |
| HEGENER, PAUL, JOSEPH | CHIEF RISK OFFICER | Na | yes | 09/2023 | Sep 8, 2023 | Sep 11, 2024 |
| Smith, Robert, Edgar | Trustee | F | yes | 04/2020 | Mar 25, 2024 | Sep 11, 2024 |
| Smith, Wendy, Kaye | Trustee | F | yes | 04/2020 | Mar 25, 2024 | Sep 11, 2024 |
| YIN, KEVIN, Guochen | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | B | yes | 10/2023 | Oct 21, 2021 | Sep 11, 2024 |
| DANA POINT VENTURES, LLC | Member | B | no | 05/2023 | Mar 25, 2024 | Sep 11, 2024 |
| Kaites, John | Member | A | no | 05/2023 | Mar 25, 2024 | Sep 11, 2024 |
| THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | Member | A | no | 05/2023 | Mar 25, 2024 | Sep 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VERAISON ASSET MANAGEMENT, LLC | n/a | State registered | $40.0M | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 18, 2026 | $104M | $104M | 4 | 3 | 2 | 2 | n/a |
| 2024 | Mar 5, 2025 | $117M | $117M | 4 | 3 | 2 | 3 | n/a |
| 2023 | Mar 25, 2024 | $106M | $106M | 4 | 3 | 2 | 3 | $29.9M |
| 2022 | Mar 29, 2023 | $483M | $483M | 3 | 2 | 1 | 2 | $2.1M |
| 2021 | Mar 23, 2022 | $463M | $500,000 | 4 | 2 | 0 | 1 | $500,000 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $104M | $117M | -11.1% | $483M | -40.1% | 4 | 4 | 2 | 2 |