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Advisor at ALTURA WEALTH ADVISORS INC.
SANTA CLARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALTURA WEALTH ADVISORS INC. | Independent wealth | Jul 10, 2020 | n/a | yes | SANTA CLARA, CA | Current employment |
| QUALIFIED PLANNING | State registered | Oct 18, 2019 | Sep 27, 2021 | no | Santa CLara, CA|SAN DIEGO, CA | Previous registration |
| QUALIFIED PLANNING | n/a | Jan 10, 2017 | Dec 11, 2019 | no | SANTA CLARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUALIFIED PLANNING | ALTURA WEALTH ADVISORS INC. | Sep 27, 2021 | Jul 10, 2020 | -444 | Firm change after gap | Other |
| QUALIFIED PLANNING | QUALIFIED PLANNING | Dec 11, 2019 | Oct 18, 2019 | -54 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 152546:304788:CA:2019-12-11 | Dec 11, 2019 | Oct 18, 2019 | SANTA CLARA, CA | Firm change after gap |