This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$250MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$229M

Private client RAUM

$250MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$62.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

12

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,027

Individual clients

379

High net worth clients

69

SEC number

801-122486

CRD

309501

Filings on the tape

9

First filed

Sep 10, 2021

Latest filed

Mar 27, 2026

Organised

Corporation, CA

Website

alturawealthadvisors.com

• Occurred

  Dec 12, 2023
  Advisor changed firm

  Valerija Martinovic left Altura Wealth Advisors Inc. for Global Key Advisors (registered 2024-07-19)

  Form ADVobserved 5 days ago
• Occurred

  Sep 10, 2021
  First Form ADV filing

  Esg Planning filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:88dab4dc-5517-fe33-31d5-2ca65d8ae979

First observed

Sep 10, 2021

Last observed

Mar 27, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.