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W•••• S•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

W•••• S•••••• M•••••

Advisor at W•••• F•••• A•••••••

GULF BREEZE, FL | BETHESDA, MD

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Search this name across graphsid dfx:ria:3f10dcd9-75e1-e0bf-e136-70e2aa39d0ca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 27, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 24, 2024	n/a	yes	BETHESDA, MD\|GULF BREEZE, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	May 27, 2009	Jun 27, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• F•••• A•••••••	Jun 27, 2024	Jun 24, 2024	-3	Firm change	Ibd to wirehouse
C•••••••• G••••• M•••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	May 28, 2009

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:11025:FL:2024-06-27	Jun 27, 2024	Jun 24, 2024	GULF BREEZE, FL	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 24, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
May 27, 2009 to Jun 27, 2024factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Aug 27, 1996 to May 28, 2009factForm ADV

Dated events

Occurred
Jun 27, 2024
Advisor changed firm
W•••• S•••••• M••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• F•••• A••••••• (registered 2024-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f10dcd9-75e1-e0bf-e136-70e2aa39d0ca
First observed: Aug 27, 1996
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.