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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

CATERER GOODMAN PARTNERS LTD

CRD 314975

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f110609-a993-3eac-2029-9e63815afd38

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Jun 1, 2021 to Mar 25, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $15.3MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.4M
Private client RAUM: $15.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $7.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 88
Individual clients: 65
High net worth clients: 3
SEC number: 801-121659
CRD: 314975
Filings on the tape: 14
First filed: Jun 1, 2021
Latest filed: Mar 25, 2026
Organised: Other (specify)

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
OWEN TERRY CATERER	n/a	Runaway Bay	5	15	n/a	no
WILLIAM HENRY LONGSTREET	n/a	ASHMORE QLD \| Dali City, Yunnan Province	5	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CATERER LIU WORLDWIDE PTY LTD	CORPORATE TRUSTEE TO CATERER LIU TRUST	F	yes	01/2018	Jun 1, 2021	Jul 30, 2024
CATERER LIU WORLDWIDE PTY LTD	OWNER & CORPORATE TRUSTEE	E	yes	01/2018	Jun 1, 2021	Jul 30, 2024
CATERER, OWEN, TERRY	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	Na	yes	05/2012	Jun 1, 2021	Jul 30, 2024
CATERER, OWEN, TERRY	SOLE DIRECTOR OF CORPORATE TRUSTEE CATERER LIU WORLDWIDE PTY LTD. & SHAREHOLDER	E	yes	05/2017	Jun 1, 2021	Jul 30, 2024
CATERER LIU TRUST	Trust	F	no	01/2018	Jun 1, 2021	Jul 30, 2024
CATERER LIU TRUST	Trust	Na	no	01/2018	Jun 1, 2021	Jul 30, 2024
Liu, Jia	Shareholder	C	no	01/2018	Jun 1, 2021	Jul 30, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$15.3M	$9.4M	2	2	1	n/a	n/a
2024	Mar 28, 2025	$15.3M	$8.4M	2	2	1	n/a	n/a
2023	Mar 31, 2024	$13.2M	$9.0M	2	2	1	n/a	n/a
2022	Mar 27, 2023	$12.0M	$7.9M	2	2	1	n/a	n/a
2021	Jan 11, 2022	$14.4M	$10.0M	2	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$15.3M	$15.3M	-0.1%	$12.0M	8.5%	2	2	1	1

Relationships

Registered with (2)

← WILLIAM HENRY LONGSTREETAdvisorregistration: current employment
Sep 13, 2021 to presentfactForm ADV
← OWEN TERRY CATERERAdvisorregistration: current employment
Aug 5, 2021 to presentfactForm ADV

Controls (2)

← CATERER, OWEN, TERRYOwnerSOLE DIRECTOR OF CORPORATE TRUSTEE CATERER LIU WORLDWIDE PTY LTD. & SHAREHOLDER, ownership code E, individual
Jun 1, 2021 to Jul 30, 2024factForm ADV
← CATERER LIU WORLDWIDE PTY LTDOwnerCORPORATE TRUSTEE TO CATERER LIU TRUST, ownership code F, foreign entity
Jun 1, 2021 to Jul 30, 2024factForm ADV

Owns (2)

← Liu, JiaOwnerSHAREHOLDER, ownership code C, individual
Jun 1, 2021 to Jul 30, 2024factForm ADV
← CATERER LIU TRUSTOwnerTRUST, ownership code F, foreign entity
Jun 1, 2021 to Jul 30, 2024factForm ADV

Dated events

Occurred
Jul 30, 2024
Control person left
Henry William Longstreet (Chief Investment Officer) no longer on Schedule A of Caterer Goodman Partners Ltd (listed 2024-03-31, absent 2024-07-30)
Form ADVobserved 6 days ago
Occurred
Sep 13, 2021
Control person joined
Henry William Longstreet (Chief Investment Officer) appeared on Schedule A of Caterer Goodman Partners Ltd
Form ADVobserved 6 days ago
Occurred
Jun 1, 2021
First Form ADV filing
Caterer Goodman Partners Ltd filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f110609-a993-3eac-2029-9e63815afd38
First observed: Jun 1, 2021
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CATERER GOODMAN PARTNERS LTD

CRD 314975

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f110609-a993-3eac-2029-9e63815afd38

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

OWEN TERRY CATERER

n/a

Runaway Bay

n/a

WILLIAM HENRY LONGSTREET

n/a

ASHMORE QLD | Dali City, Yunnan Province

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CATERER LIU WORLDWIDE PTY LTD

CORPORATE TRUSTEE TO CATERER LIU TRUST

yes

01/2018

Jun 1, 2021

Jul 30, 2024

CATERER LIU WORLDWIDE PTY LTD

OWNER & CORPORATE TRUSTEE

yes

01/2018

Jun 1, 2021

Jul 30, 2024

CATERER, OWEN, TERRY

MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER

yes

05/2012

Jun 1, 2021

Jul 30, 2024

CATERER, OWEN, TERRY

SOLE DIRECTOR OF CORPORATE TRUSTEE CATERER LIU WORLDWIDE PTY LTD. & SHAREHOLDER

yes

05/2017

Jun 1, 2021

Jul 30, 2024

CATERER LIU TRUST

Trust

01/2018

Jun 1, 2021

Jul 30, 2024

CATERER LIU TRUST

Trust

01/2018

Jun 1, 2021

Jul 30, 2024

Liu, Jia

Shareholder

01/2018

Jun 1, 2021

Jul 30, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$15.3M

$9.4M

n/a

2024

Mar 28, 2025

$15.3M

$8.4M

n/a

2023

Mar 31, 2024

$13.2M

$9.0M

n/a

2022

Mar 27, 2023

$12.0M

$7.9M

n/a

2021

Jan 11, 2022

$14.4M

$10.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$15.3M

-0.1%

$12.0M

8.5%