DFX Intelligence
RIA Intelligence
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SEC-registered adviser
C•••••• G•••••• P••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jun 1, 2021 · 14 filings
SEC status approved since Aug 5, 2021
RAUM
$15.3M
reported, Item 5.F
Discretionary
62%
of RAUM
Private clients
100%
$15.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$7.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$15.3M as of Mar 25, 2026
Jan 11, 2022$14.4M then
HNW client RAUM$4.2M as of Mar 25, 2026
Jan 11, 2022$10.1M then
State-registered IARs (5.B.3)2 as of Mar 25, 2026
Jan 11, 20220 then
Employees (5.A)2 as of Mar 25, 2026
Jan 11, 20222 then
Private funds: no history
RAUM -0.1% over the last fiscal year+8.5% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $7.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $173,726derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 62%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$11.1M73%
- High-net-worth individuals$4.2M27%
- Individual clients
- 65reported
- HNW clients
- 3reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 88reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| O••• T•••• C•••••• | Runaway Bay | Aug 5, 2021 | 15 y | 0 |
| W•••••• H•••• L••••••••• | Ashmore Qld | Sep 13, 2021 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• O•••• T•••• · Managing Director & Chief Compliance Officercontrolsince 05/2012 · owns less than 5%
- C••••••• O•••• T•••• · Sole Director Of Corporate Trustee C•••••• L•• W•••••••• P•• L••. & Shareholdercontrolsince 05/2017 · owns 75% or more of C•••••• L•• W•••••••• P•• L••
- L••• J•• · Shareholdersince 01/2018 · owns 25% to 50% of C•••••• L•• W•••••••• P•• L••
Entity owners
- C•••••• L•• W•••••••• P•• L•• · Owner & Corporate Trusteedirect · owns 75% or more
- C•••••• L•• W•••••••• P•• L•• · Corporate Trustee To C•••••• L•• T••••indirect · owns F of C•••••• L•• T••••
- C•••••• L•• T•••• · Trustdirect · owns less than 5%
- C•••••• L•• T•••• · Trustindirect · owns F of C•••••• L•• W•••••••• P•• L••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 95 to 88Aug 17, 2025 to Mar 25, 2026
- Individual clients · 70 to 65Aug 17, 2025 to Mar 25, 2026
- Discretionary RAUM · $8.4M to $9.4MAug 17, 2025 to Mar 25, 2026
- HNW RAUM · $3.0M to $4.2MAug 17, 2025 to Mar 25, 2026
- Individual RAUM · $12.3M to $11.1MAug 17, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $6.9M to $5.9MAug 17, 2025 to Mar 25, 2026
- RAUM · $15.3M to $15.3MAug 17, 2025 to Mar 25, 2026
- Accounts · 79 to 95Jul 30, 2024 to Mar 28, 2025
- Individual clients · 67 to 70Jul 30, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jul 30, 2024 to Mar 28, 2025
- HQ city · unset to Jul 30, 2024 to Mar 28, 2025
- HQ state · unset to Jul 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $7.4M to $8.4MJul 30, 2024 to Mar 28, 2025
- HNW RAUM · $3.1M to $3.0MJul 30, 2024 to Mar 28, 2025
- Individual RAUM · $10.4M to $12.3MJul 30, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $6.0M to $6.9MJul 30, 2024 to Mar 28, 2025
- RAUM · $13.5M to $15.3MJul 30, 2024 to Mar 28, 2025
- Accounts · 97 to 79Mar 31, 2024 to Jul 30, 2024
- HNW clients · 4 to 3Mar 31, 2024 to Jul 30, 2024
- Individual clients · 73 to 67Mar 31, 2024 to Jul 30, 2024
- State-registered IARs · 0 to 2Mar 31, 2024 to Jul 30, 2024
- Discretionary RAUM · $9.0M to $7.4MMar 31, 2024 to Jul 30, 2024
- HNW RAUM · $3.7M to $3.1MMar 31, 2024 to Jul 30, 2024
- Individual RAUM · $9.5M to $10.4MMar 31, 2024 to Jul 30, 2024
- Non-discretionary RAUM · $4.2M to $6.0MMar 31, 2024 to Jul 30, 2024
- RAUM · $13.2M to $13.5MMar 31, 2024 to Jul 30, 2024
- Accounts · 66 to 97Aug 25, 2023 to Mar 31, 2024
- HNW clients · 62 to 4Aug 25, 2023 to Mar 31, 2024
- Individual clients · 4 to 73Aug 25, 2023 to Mar 31, 2024
- Discretionary RAUM · $7.2M to $9.0MAug 25, 2023 to Mar 31, 2024
- HNW RAUM · $7.4M to $3.7MAug 25, 2023 to Mar 31, 2024
- Individual RAUM · $3.5M to $9.5MAug 25, 2023 to Mar 31, 2024
- Non-discretionary RAUM · $3.7M to $4.2MAug 25, 2023 to Mar 31, 2024
- RAUM · $10.9M to $13.2MAug 25, 2023 to Mar 31, 2024
- Accounts · 71 to 66Mar 27, 2023 to Aug 25, 2023
- HNW clients · 68 to 62Mar 27, 2023 to Aug 25, 2023
- Discretionary RAUM · $7.9M to $7.2MMar 27, 2023 to Aug 25, 2023
- HNW RAUM · $8.2M to $7.4MMar 27, 2023 to Aug 25, 2023
- Individual RAUM · $3.8M to $3.5MMar 27, 2023 to Aug 25, 2023
- Non-discretionary RAUM · $4.1M to $3.7MMar 27, 2023 to Aug 25, 2023
Signals
3 dated events
- Henry William Longstreet (Chief Investment Officer) no longer on Schedule A of C•••••• G•••••• P••••••• L•• (listed 2024-03-31, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- Henry William Longstreet (Chief Investment Officer) appeared on Schedule A of C•••••• G•••••• P••••••• L••Sep 13, 2021 · Control person joined · fact
- C•••••• G•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/caterer-goodman-partnersreportedpublic record, Form ADV, Sep 21, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 61-7-5563-8340reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026