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Advisor at J.P. MORGAN SECURITIES LLC
Boston, MA | Denver, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 10, 2022 | n/a | yes | Boston, MA|Denver, CO | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 26, 2010 | Nov 6, 2012 | no | Boulder, CO|Denver, CO|BOULDER, CO | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Dec 19, 2009 | no | DENVER, CO | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 3, 2007 | Jun 1, 2009 | no | DENVER, CO | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 7, 2003 | Jan 12, 2007 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | J.P. MORGAN SECURITIES LLC | Nov 6, 2012 | Feb 10, 2022 | 3,383 | Firm change after gap | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| CETERA ADVISORS LLC | CITIGROUP GLOBAL MARKETS INC. | Jan 12, 2007 | Jan 3, 2007 | -9 | Firm change | Other |