RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H••••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Feb 10, 2022 · Boston, Ma
- M••••• S•••••• wirehouseJan 26, 2010 to Nov 6, 2012 · Boulder, Co
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 19, 2009 · Denver, Co
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 3, 2007 to Jun 1, 2009 · Denver, Co
- C••••• A••••••• L•• formerJan 7, 2003 to Jan 12, 2007 · Greenwood Village, Co
- M••••• S•••••• to J••• M••••• S••••••••• L••left Nov 6, 2012, registered Feb 10, 2022 (3383 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••left Jan 12, 2007, registered Jan 3, 2007 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address