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Advisor at GRAGG FINANCIAL
SHELBY, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GRAGG FINANCIAL | Independent wealth | Oct 23, 2025 | n/a | yes | SHELBY, NC | Current employment |
| CPS INVESTMENT ADVISORS | Independent wealth | Jun 7, 2017 | Dec 16, 2025 | no | Shelby, NC|LAKELAND, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CPS INVESTMENT ADVISORS | GRAGG FINANCIAL | Dec 16, 2025 | Oct 23, 2025 | -54 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104914:110592:FL:2025-12-16 | Dec 16, 2025 | Oct 23, 2025 | LAKELAND, FL | Firm change after gap |