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CHAS. P. SMITH & ASSOCIATES, PA, CPA'S, CRD 104914
LAKELAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DEREK HUGH STROUD | n/a | WINTERVILLE, NC | LAKELAND, FL | Winterville, NC | 20 | 26 | 1 | no |
| CHRISTOPHER LYNN TYNDALL | n/a | Winterville, NC | LAKELAND, FL | WINTERVILLE, NC | 20 | 27 | 1 | no |
| LARRY KEITH TYNDALL | Personal Financial Specialist | Winterville, NC | LAKELAND, FL | WINTERVILLE, NC | 20 | 25 | 1 | no |
| PETER CHARLES GOLOTKO | Personal Financial Specialist | LAKELAND, FL | 19 | 36 | n/a | no |
| DEREK MICHAEL OXFORD | Certified Financial Planner | LAKELAND, FL | 18 | 21 | 1 | no |
| GARY ELDON CLARK | n/a | LAKELAND, FL | 17 | 19 | n/a | no |
| MICHAEL AARON RISKIN | Certified Financial Planner | LAKELAND, FL | 16 | 10 | n/a | no |
| NOLEN BRYAN BAILEY | Certified Financial Planner | LAKELAND, FL | 14 | 15 | n/a | no |
| ANTHONY MARIO CORRAO | Certified Financial Planner | LAKELAND, FL | 14 | 14 | n/a | no |
| Robert Mark Eckenroth | n/a | LAKELAND, FL | 10 | 14 | n/a | no |
| Richard David Bernard | Certified Financial Planner | Lakeland, FL | 9 | 10 | n/a | no |
| Sterling Jackson Searcy | n/a | LAKELAND, FL | 8 | 10 | n/a | no |
| TAMARA L Jemison | n/a | LAKELAND, FL | 7 | 13 | 2 | no |
| Kelley Christopher Wilson | Certified Financial Planner | LAKELAND, FL | 7 | 10 | n/a | no |
| PATRICK EGAN GAUTHIER | Certified Financial Planner | LAKELAND, FL | 6 | 15 | 2 | no |
| ERIC J JACKSON | n/a | LAKELAND, FL | 5 | 13 | 3 | no |
| RYAN PATRICK HIGGINS | n/a | LAKELAND, FL | 4 | 11 | 2 | no |
| RACHAEL ALLISON SAVINON MOTA | n/a | LAKELAND, FL | 3 | 15 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAILEY, NOLEN, BRYAN | VICE PRESIDENT/SECRETARY/DIRECTOR | B | yes | 07/2020 | Mar 27, 2026 | Mar 27, 2026 |
| CORRAO, ANTHONY, MARIO | FINANCIAL PLANNING DIRECTOR/PARTNER | Na | yes | 01/2023 | Mar 27, 2026 | Mar 27, 2026 |
| DAVIS, LEIGH, ANN | CHIEF OPERATING OFFICER | Na | yes | 12/2025 | Mar 27, 2026 | Mar 27, 2026 |
| GOLOTKO, PETER, CHARLES | PRESIDENT/DIRECTOR | D | yes | 01/1998 | Mar 27, 2026 | Mar 27, 2026 |
| Lupercio, Erica, Marie | BRAND DIRECTOR/PARTNER | Na | yes | 01/2023 | Mar 27, 2026 | Mar 27, 2026 |
| RISKIN, MICHAEL, AARON | VICE PRESIDENT/TREASURER/DIRECTOR | C | yes | 07/2017 | Mar 27, 2026 | Mar 27, 2026 |
| SHAVER, LEILA, MEHRIZI | CHIEF COMPLIANCE OFFICER | Na | no | 01/2025 | Mar 27, 2026 | Mar 27, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NATIONAL ADVISORS TRUST COMPANY | n/a | n/a | n/a | N | no | Mo |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $2.9B | $2.9B | 60 | 21 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $2.7B | $2.7B | 60 | 21 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $2.4B | $2.4B | 25 | 25 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $2.0B | $2.0B | 21 | 21 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $2.2B | $2.2B | 16 | 16 | 0 | n/a | n/a |
| 2020 | May 4, 2021 | $1.7B | $1.7B | 14 | 14 | 0 | n/a | n/a |
| 2019 | Mar 18, 2020 | $1.5B | $1.5B | 15 | 15 | 1 | n/a | n/a |
| 2018 | Mar 21, 2019 | $1.2B | $1.2B | 14 | 14 | 2 | n/a | n/a |
| 2017 | Apr 30, 2018 | $1.2B | $1.2B | 13 | 13 | 2 | n/a | n/a |
| 2016 | Mar 21, 2017 | $980M | $980M | 11 | 11 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $917M | $917M | 11 | 11 | n/a | n/a | n/a |
| 2014 | Jan 30, 2015 | $916M | $916M | 10 | 10 | n/a | n/a | n/a |
| 2013 | Mar 5, 2014 | $755M | $755M | 8 | 8 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $602M | $602M | 11 | 11 | n/a | n/a | n/a |
| 2011 | Mar 15, 2012 | $483M | $483M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 11.1% | 0 | 0 | 0 | 0 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.9B | $2.7B | 8.7% | $2.0B | 13.3% | 60 | 60 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| GRAGG FINANCIAL | 2 | Dec 16, 2025 | Nov 4, 2025 | LAKELAND, FL | Team lift out | RIA to RIA | 10.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT SERVICES LLC | 3 | Jun 16, 2025 | Nov 17, 2022 | GOLDSBORO, NC | Team lift out | RIA to RIA | 13.0% |
| SUNDANCE WEALTH MANAGEMENT GROUP L.L.C. | 2 | Mar 26, 2018 | Feb 21, 2020 | WESLEY CHAPEL, FL | Team lift out | Other | 100.0% |