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Advisor at WALKNER CONDON FINANCIAL ADVISORS LLC
VERONA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WALKNER CONDON FINANCIAL ADVISORS LLC | Independent wealth | Sep 4, 2020 | n/a | yes | VERONA, WI | Current employment |
| THUN FINANCIAL ADVISORS | Former SEC adviser | Nov 3, 2014 | Sep 30, 2020 | no | MADISON, WI | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 1, 2014 | Oct 9, 2014 | no | Bloomington, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 3, 2004 | Dec 7, 2006 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THUN FINANCIAL ADVISORS | WALKNER CONDON FINANCIAL ADVISORS LLC | Sep 30, 2020 | Sep 4, 2020 | -26 | Firm change | RIA to RIA |
| MORGAN STANLEY | THUN FINANCIAL ADVISORS | Oct 9, 2014 | Nov 3, 2014 | 25 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Dec 7, 2006 | Jan 1, 2014 | 2,582 | Firm change after gap | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146914:160109:WI:2020-09-30 | Sep 30, 2020 | Sep 4, 2020 | MADISON, WI | Firm change |