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D•••• L•• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D•••• L•• D•••••••••

Advisor at V•••• C•••••• P•••••••• L••

SCOTTSDALE, AZ | Great Falls, MT

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Search this name across graphsid dfx:ria:3f4bd302-4ed1-b81c-5f1b-6b914593bdc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 7, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• C•••••• P•••••••• L••	Independent wealth	Jan 4, 2024	n/a	yes	Great Falls, MT\|SCOTTSDALE, AZ	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Jun 18, 2019	May 24, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	V•••• C•••••• P•••••••• L••	May 24, 2021	Jan 4, 2024	955	Firm change after gap	Ibd to RIA
N•••••••• I••••••••• A•••••••• I••	A•••••• A••••••• S•••••••	Jun 17, 2019

Relationships

Registered with (6)

→ V•••• C•••••• P•••••••• L••Registered adviserregistration: current employment
Jan 4, 2024 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jun 18, 2019 to May 24, 2021factForm ADV
→ N•••••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Dec 2, 2016 to Jun 17, 2019factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f4bd302-4ed1-b81c-5f1b-6b914593bdc3
First observed: Jan 16, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.