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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

VERUS CAPITAL PARTNERS, LLC

CRD 151568

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e13d831-ef3a-54f7-5d57-dcddb57c941d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 119
Dated events: 18
On other graphs: 0
Observed: Jun 18, 2012 to Mar 31, 2026
97 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=33.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.3B
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 47
RAUM per advisor: $48.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 68
Advisory employees: 45
Offices: 31Schedule D 1.F, beyond the principal office
Accounts: 7,289
Individual clients: 4,660
High net worth clients: 426
Custody, client assets: $38.8M
SEC number: 801-78989
CIK: 1796874
CRD: 151568
Filings on the tape: 97
First filed: Jun 18, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, AZ
Website: veruscapitalpartners.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 47

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER WILLIAM OXENHAM	Chartered Financial Consultant	GLENLG, MD	14	18	2	yes
JEFFREY FREDERICK GEISER	n/a	SCOTTSDALE, AZ	11	36	1	no
STEPHEN DALE BULL	n/a	SCOTTSDALE, AZ	11	33	3	yes
FRANK JOSEPH STOCK	n/a	SCOTTSDALE, AZ	11	31	2	yes
FRED ANDREW GOODMAN	n/a	CHANDLER, AZ	11	33	1	yes
KAREN DENISE LONGO	n/a	SCOTTSDALE, AZ	11	28	2	yes
MARTY KENNETH BLOCK	n/a	SCOTTSDALE, AZ	11	14	2	no
MARK EDWARD TANG	n/a	SCOTTSDALE, AZ	11	18	3	yes
ZACHARY TAYLOR MASON	n/a	SCOTTSDALE, AZ	11	15	1	yes
ROBYN L KREUER	n/a	SCOTTSDALE, AZ	11	14	2	no
COLLEEN MARY OSHAUGHNESSY	n/a	SCOTTSDALE, AZ \| PORT WING, WI	11	27	2	yes
NORRIS WILLIAM DAVIS	n/a	Littleton, CO \| SCOTTSDALE, AZ	9	26	4	yes
KEVIN SCOTT PHILLIPS	n/a	SCOTTSDALE, AZ \| Phoenix, AZ	9	38	3	no
MICHAEL ANTHONY PHILLIPS	Certified Financial Planner	Phoenix, AZ \| SCOTTSDALE, AZ	9	15	2	no
SATENIK NSHANYAN	n/a	NORTHRIDGE, CA	9	24	1	yes
Connor Tabeling Flach	n/a	GLENELG, MD	8	13	n/a	yes
John Griffith Glaudel	n/a	Phoenix, AZ \| SCOTTSDALE, AZ	6	16	n/a	no
THOMAS PATRICK CARROLL	n/a	Ventura, CA \| SCOTTSDALE, AZ	5	30	4	no
Grant Starkey	n/a	San Marcos, CA	5	13	1	yes
HAL ARTHUR BURNS	n/a	Ontario, CA \| ONTARIO, CA	5	14	1	yes
CALEB TSANG	n/a	Pasadena, CA	5	17	2	yes
YUEH-HWA LEE	Certified Financial Planner	Pasadena, CA	5	13	2	yes
AMON AINSLEY HOLCOMB	n/a	Ocean Springs, MS	5	25	1	yes
STEVEN RUSSELL DEANGELIS	n/a	Gilbert, AZ	4	41	1	no
MICHELLE POE FULCHER	n/a	South Boston, VA	4	16	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BULL, STEPHEN, DALE	SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER	Na	yes	09/2009	Mar 31, 2026	Mar 31, 2026
MASON, ZACHARY, TAYLOR	MANAGING PARTNER	Na	yes	10/2020	Mar 31, 2026	Mar 31, 2026
ONE SZ, LLC	Member	E	yes	01/2022	Mar 31, 2026	Mar 31, 2026
BULL, STEPHEN, DALE	Member	D	yes	01/2022	Jun 18, 2012	Jul 23, 2024
MASON CAPITAL LLC	Member	D	yes	01/2022	May 9, 2023	Jul 23, 2024
MASON, ZACHARY, TAYLOR	Member	D	yes	01/2022	May 9, 2023	Jul 23, 2024
Snyder, Kristin, Rachelle	Member	D	yes	01/2022	May 9, 2023	Jul 23, 2024
SQUIRM STEEL LLC	Member	D	yes	01/2022	May 9, 2023	Jul 23, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Phoenix	Az	United States	3	no
Scottsdale	Az	United States	2	no
Northridge	CA	United States	2	no
Ontario	CA	United States	2	no
Pasadena	CA	United States	2	no
Ventura	CA	United States	2	no
Glenelg	Md	United States	2	no
OCEAN SPRINGS	Ms	United States	2	yes
Poteau	Ok	United States	2	yes
SOUTH BOSTON	Va	United States	2	yes
Chandler	Az	United States	1	no
Gilbert	Az	United States	1	no
Scotsdale	Az	United States	1	no
Encino	CA	United States	1	yes
Escondido	CA	United States	1	no
HERMOSA BEACH	CA	United States	1	no
Oceanside	CA	United States	1	no
SAN DIEGO	CA	United States	1	yes
Littleton	Co	United States	1	no
Marlborough	Ma	United States	1	yes
GREAT FALLS	Mt	United States	1	yes
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$2.3B	$2.3B	68	45	31	n/a	n/a
2024	Apr 23, 2025	$2.1B	$2.1B	49	38	27	n/a	n/a
2023	Mar 27, 2024	$1.6B	$1.6B	49	46	25	n/a	n/a
2022	Mar 30, 2023	$948M	$948M	47	44	27	n/a	n/a
2021	Mar 31, 2022	$1.2B	$1.2B	53	42	25	n/a	n/a
2020	Jul 5, 2021	$791M	$791M	33	28	14	n/a	n/a
2019	May 18, 2020	$640M	$640M	55	41	26	n/a	n/a
2018	May 19, 2019	$470M	$470M	38	38	24	n/a	n/a
2017	Mar 31, 2018	$393M	$393M	36	36	23	n/a	n/a
2016	Mar 31, 2017	$292M	$292M	36	36	n/a	n/a	n/a
2015	Mar 3, 2016	$178M	$178M	35	35	n/a	n/a	n/a
2014	Jan 16, 2015	$178M	$178M	23	23	n/a	n/a	n/a
2011	Jun 18, 2012	$58.4M	$58.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
9	1	8	2.1%	0	0	0	16	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$2.1B	10.8%	$948M	34.2%	68	49	31	27

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ARBOR POINT ADVISORS	2	Oct 16, 2020	Oct 16, 2020	SOUTH JORDAN, UT	Team lift out	RIA to ibd	6.9%
THE PATRIOT FINANCIAL GROUP, LLC	2	Oct 7, 2020	Oct 7, 2020	COLUMBIA, MD	Team lift out	RIA to RIA	6.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HERITAGE WEALTH MANAGEMENT, LLC	2	Oct 24, 2025	Oct 20, 2025	FAYETTEVILLE, TN	Team lift out	Other	100.0%
LIFECOURSE CAPITAL, INC.	4	Oct 22, 2025	Oct 17, 2025	MADISON, AL	Firm absorbed	RIA to RIA	100.0%
AVANTAX ADVISORY SERVICES	2	Jul 7, 2021	Aug 3, 2021	IRVING, TX	Team lift out	Ibd to RIA	0.1%
LPL FINANCIAL LLC	2	May 2, 2017	May 23, 2017	PORT HUENEME, CA	Team lift out	Other	0.0%
J. W. COLE ADVISORS, INC.	2	Feb 7, 2017	Feb 9, 2017	TAMPA, FL	Team lift out	Other	1.2%
STONEX ADVISORS INC.	2	Jan 19, 2017	Jan 18, 2017	BIRMINGHAM, AL	Team lift out	Other	1.2%

Relationships

showing 80 of 119

Registered with (66)

← CLAYTON COLLIERAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← Brandon NicholsAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← JEFFREY ALAN MATHISAdvisorregistration: current employment
Oct 20, 2025 to presentfactForm ADV
← STEPHEN JOE WILLIAMSAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← Benjamin Graham WilliamsAdvisorregistration: current employment
Oct 16, 2025 to presentfactForm ADV
← TERESA M. SIMMONSAdvisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← MICHAEL DWAIN JONESAdvisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← DENNY WAYNE RUDOLPHAdvisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← Elizabeth Ann StroupAdvisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← JASON BENJAMIN DOWAdvisorregistration: current employment
Sep 20, 2025 to presentfactForm ADV
← ERIC R CORTEZAdvisorregistration: current employment
Sep 10, 2025 to presentfactForm ADV
← Michael Wayne AndrewsAdvisorregistration: current employment
Jun 2, 2025 to presentfactForm ADV
← ANGELA JILL KNOTTAdvisorregistration: current employment
Apr 7, 2025 to presentfactForm ADV
← Terry Wayne RogersAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← DONALD PETER GASKELLAdvisorregistration: current employment
Feb 13, 2025 to presentfactForm ADV
← ROBERT SAMUEL OBERSTEINAdvisorregistration: current employment
Jan 31, 2025 to presentfactForm ADV
← Scott Anthony HolderAdvisorregistration: current employment
Jan 24, 2025 to presentfactForm ADV
← Luis Emilio CabutoAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Levi ChuculateAdvisorregistration: previous registration
Mar 8, 2022 to Dec 31, 2022factForm ADV
← David Lee DeffinbaughAdvisorregistration: current employment
Jan 4, 2024 to presentfactForm ADV
← Nickolas Eli WannAdvisorregistration: current employment
Oct 11, 2023 to presentfactForm ADV
← GEORGE NSHANYANAdvisorregistration: previous registration
Jun 12, 2015 to Aug 22, 2018factForm ADV
← MICHELLE POE FULCHERAdvisorregistration: current employment
Mar 8, 2022 to presentfactForm ADV
← STEVEN RUSSELL DEANGELISAdvisorregistration: current employment
Oct 15, 2021 to presentfactForm ADV
← AMON AINSLEY HOLCOMBAdvisorregistration: current employment
Aug 13, 2021 to presentfactForm ADV
← YUEH-HWA LEEAdvisorregistration: current employment
Aug 3, 2021 to presentfactForm ADV
← CALEB TSANGAdvisorregistration: current employment
Jul 6, 2021 to presentfactForm ADV
← HAL ARTHUR BURNSAdvisorregistration: current employment
Jun 3, 2021 to presentfactForm ADV
← Grant StarkeyAdvisorregistration: current employment
Jun 1, 2021 to presentfactForm ADV
← THOMAS PATRICK CARROLLAdvisorregistration: current employment
Feb 17, 2021 to presentfactForm ADV
and 36 more

Moved with (4)

← LIFECOURSE CAPITAL, INC.Registered adviser4 advisors, firm absorbed, same day
Oct 22, 2025 to Oct 17, 2025factForm ADV
← AVANTAX ADVISORY SERVICESRegistered adviser2 advisors, team lift out, same day
Jul 7, 2021 to Aug 3, 2021factForm ADV
→ ARBOR POINT ADVISORSRegistered adviser2 advisors, team lift out, same day
Oct 16, 2020 to Oct 16, 2020factForm ADV
→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviser2 advisors, team lift out
Oct 7, 2020 to Oct 7, 2020factForm ADV

Controls (6)

← BULL, STEPHEN, DALEOwnerMEMBER, ownership code D, individual
Jun 18, 2012 to Jul 23, 2024factForm ADV
← MASON, ZACHARY, TAYLOROwnerMEMBER, ownership code D, individual
May 9, 2023 to Jul 23, 2024factForm ADV
← Snyder, Kristin, RachelleOwnerMEMBER, ownership code D, individual
May 9, 2023 to Jul 23, 2024factForm ADV
← MASON CAPITAL LLCOwnerMEMBER, ownership code D, domestic entity
May 9, 2023 to Jul 23, 2024factForm ADV
← ONE SZ, LLCOwnerMEMBER, ownership code E, domestic entity
May 9, 2023 to Jul 23, 2024factForm ADV
← SQUIRM STEEL LLCOwnerMEMBER, ownership code D, domestic entity
May 9, 2023 to Jul 23, 2024factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 24, 2025
Advisor changed firm
Donald Edward Jones left Verus Capital Partners, Llc for Comprehensive Investment Management, Llc (registered 2026-01-11)
Form ADVobserved 5 days ago
Occurred
Oct 24, 2025
Team lift-out
2 advisors left Heritage Wealth Management, LLC (Fayetteville, TN) for Verus Capital Partners, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Oct 22, 2025
Firm absorbed
Lifecourse Capital, Inc.'s advisors moved to Verus Capital Partners, LLC (Madison, AL): 4 of 4 registered, on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Jul 17, 2025
Advisor changed firm
Phil Mcnulty left Verus Capital Partners, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-07-16)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2025
Regulatory AUM changed
Verus Capital Partners, Llc reported RAUM $2.1B, up 32% from $1.6B (2025-02-24 to 2025-04-23)
Form ADVobserved 5 days ago
$502M
Occurred
Jan 10, 2025
Advisor changed firm
Hilary Suzanne Jones Rojo left Verus Capital Partners, Llc for Cetera Investment Advisers Llc (registered 2024-12-06)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed
Verus Capital Partners, Llc reported RAUM $1.6B, up 65% from $948.2M (2023-05-09 to 2024-03-27)
Form ADVobserved 5 days ago
$616M
Occurred
Dec 18, 2023
Advisor changed firm
Brian Eugene Leonard left Verus Capital Partners, Llc for Encompass More Asset Management Llc (registered 2024-01-02)
Form ADVobserved 5 days ago
Occurred
May 9, 2023
Control person joined
Taylor Zachary Mason (Member) appeared on Schedule A of Verus Capital Partners, Llc
Form ADVobserved 5 days ago
Occurred
May 9, 2023
Control person joined
Rachelle Kristin Snyder (Member) appeared on Schedule A of Verus Capital Partners, Llc
Form ADVobserved 5 days ago
Occurred
Jan 10, 2023
Advisor changed firm
Daniel Gardner Converse left Verus Capital Partners, Llc for Benchmark Advisory Services, Llc (registered 2021-11-23)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Verus Capital Partners, Llc reported RAUM $1.2B, up 55% from $790.8M (2022-02-15 to 2022-03-31)
Form ADVobserved 5 days ago
$432M
Occurred
May 18, 2020
Regulatory AUM changed
Verus Capital Partners, Llc reported RAUM $640.5M, up 36% from $470.1M (2020-04-15 to 2020-05-18)
Form ADVobserved 5 days ago
$170M
Occurred
Mar 31, 2018
Regulatory AUM changed
Verus Capital Partners, Llc reported RAUM $392.7M, up 35% from $291.5M (2017-08-01 to 2018-03-31)
Form ADVobserved 5 days ago
$101M
Occurred
Dec 18, 2013
First Form ADV filing
Verus Capital Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 3 bookkeeping events

Occurred
Mar 31, 2022
Verus Capital Partners, Llc reported 25 offices beyond its principal office, up from 13 (2022-02-15 to 2022-03-31)
Occurred
Mar 31, 2022
Verus Capital Partners, Llc reported 42 state-registered advisory representatives, up from 28 (2022-02-15 to 2022-03-31)
Occurred
Jul 5, 2021
Verus Capital Partners, Llc reported 14 offices beyond its principal office, down from 26 (2021-06-14 to 2021-07-05)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e13d831-ef3a-54f7-5d57-dcddb57c941d
First observed: Jun 18, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VERUS CAPITAL PARTNERS, LLC

CRD 151568

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e13d831-ef3a-54f7-5d57-dcddb57c941d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER WILLIAM OXENHAM

Chartered Financial Consultant

GLENLG, MD

yes

JEFFREY FREDERICK GEISER

n/a

SCOTTSDALE, AZ

STEPHEN DALE BULL

n/a

SCOTTSDALE, AZ

yes

FRANK JOSEPH STOCK

n/a

SCOTTSDALE, AZ

yes

FRED ANDREW GOODMAN

n/a

CHANDLER, AZ

yes

KAREN DENISE LONGO

n/a

SCOTTSDALE, AZ

yes

MARTY KENNETH BLOCK

n/a

SCOTTSDALE, AZ

MARK EDWARD TANG

n/a

SCOTTSDALE, AZ

yes

ZACHARY TAYLOR MASON

n/a

SCOTTSDALE, AZ

yes

ROBYN L KREUER

n/a

SCOTTSDALE, AZ

COLLEEN MARY OSHAUGHNESSY

n/a

SCOTTSDALE, AZ | PORT WING, WI

yes

NORRIS WILLIAM DAVIS

n/a

Littleton, CO | SCOTTSDALE, AZ

yes

KEVIN SCOTT PHILLIPS

n/a

SCOTTSDALE, AZ | Phoenix, AZ

MICHAEL ANTHONY PHILLIPS

Certified Financial Planner

Phoenix, AZ | SCOTTSDALE, AZ

SATENIK NSHANYAN

n/a

NORTHRIDGE, CA

yes

Connor Tabeling Flach

n/a

GLENELG, MD

n/a

yes

John Griffith Glaudel

n/a

Phoenix, AZ | SCOTTSDALE, AZ

n/a

THOMAS PATRICK CARROLL

n/a

Ventura, CA | SCOTTSDALE, AZ

Grant Starkey

n/a

San Marcos, CA

yes

HAL ARTHUR BURNS

n/a

Ontario, CA | ONTARIO, CA

yes

CALEB TSANG

n/a

Pasadena, CA

yes

YUEH-HWA LEE

Certified Financial Planner

Pasadena, CA

yes

AMON AINSLEY HOLCOMB

n/a

Ocean Springs, MS

yes

STEVEN RUSSELL DEANGELIS

n/a

Gilbert, AZ

MICHELLE POE FULCHER

n/a

South Boston, VA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BULL, STEPHEN, DALE

SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER

yes

09/2009

Mar 31, 2026

MASON, ZACHARY, TAYLOR

MANAGING PARTNER

yes

10/2020

Mar 31, 2026

ONE SZ, LLC

Member

yes

01/2022

Mar 31, 2026

BULL, STEPHEN, DALE

Member

yes

01/2022

Jun 18, 2012

Jul 23, 2024

MASON CAPITAL LLC

Member

yes

01/2022

May 9, 2023

Jul 23, 2024

MASON, ZACHARY, TAYLOR

Member

yes

01/2022

May 9, 2023

Jul 23, 2024

Snyder, Kristin, Rachelle

Member

yes

01/2022

May 9, 2023

Jul 23, 2024

SQUIRM STEEL LLC

Member

yes

01/2022

May 9, 2023

Jul 23, 2024

City

State

Country

Employees

Also broker-dealer

Phoenix

United States

Scottsdale

United States

Northridge

United States

Ontario

United States

Pasadena

United States

Ventura

United States

Glenelg

United States

OCEAN SPRINGS

United States

yes

Poteau

United States

yes

SOUTH BOSTON

United States

yes

Chandler

United States

Gilbert

United States

Scotsdale

United States

Encino

United States

yes

Escondido

United States

HERMOSA BEACH

United States

Oceanside

United States

SAN DIEGO

United States

yes

Littleton

United States

Marlborough

United States

yes

GREAT FALLS

United States

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.3B

n/a

2024

Apr 23, 2025

$2.1B

n/a

2023

Mar 27, 2024

$1.6B

n/a

2022

Mar 30, 2023

$948M

n/a

2021

Mar 31, 2022

$1.2B

n/a

2020

Jul 5, 2021

$791M

n/a

2019

May 18, 2020

$640M

n/a

2018

May 19, 2019

$470M

n/a

2017

Mar 31, 2018

$393M

n/a

2016

Mar 31, 2017

$292M

n/a

2015

Mar 3, 2016

$178M

n/a

2014

Jan 16, 2015

$178M

n/a

2011

Jun 18, 2012

$58.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

2.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.3B

$2.1B

10.8%

$948M

34.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ARBOR POINT ADVISORS

Oct 16, 2020

SOUTH JORDAN, UT

Team lift out

RIA to ibd

6.9%

THE PATRIOT FINANCIAL GROUP, LLC

Oct 7, 2020

COLUMBIA, MD

Team lift out

RIA to RIA

6.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HERITAGE WEALTH MANAGEMENT, LLC

Oct 24, 2025

Oct 20, 2025

FAYETTEVILLE, TN

Team lift out

Other

100.0%

LIFECOURSE CAPITAL, INC.

Oct 22, 2025

Oct 17, 2025

MADISON, AL

Firm absorbed

RIA to RIA

100.0%

AVANTAX ADVISORY SERVICES

Jul 7, 2021

Aug 3, 2021

IRVING, TX

Team lift out

Ibd to RIA

0.1%

LPL FINANCIAL LLC

May 2, 2017

May 23, 2017

PORT HUENEME, CA

Team lift out

Other

0.0%

J. W. COLE ADVISORS, INC.

Feb 7, 2017

Feb 9, 2017

TAMPA, FL

Team lift out

Other

1.2%

STONEX ADVISORS INC.

Jan 19, 2017

Jan 18, 2017

BIRMINGHAM, AL

Team lift out

Other

1.2%