B•••• Z•••••••

Advisor at E••••• J••••

New Bern, NC | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f4f769b-b499-a99e-f7f1-15e1531026a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 7, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Sep 8, 2025	n/a	yes	ST. LOUIS, MO\|New Bern, NC	Current employment
A••••• F•••••••• A•••••••• L••	Independent wealth	Apr 2, 2025	Sep 9, 2025	no	CHARLOTTE, NC\|New Bern, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• F•••••••• A•••••••• L••	E••••• J••••	Sep 9, 2025	Sep 8, 2025	-1	Firm change	RIA to ibd
W•••• F•••• A•••••••	A••••• F•••••••• A•••••••• L••	Aug 3, 2022	Aug 19, 2022

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ A••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 2, 2025 to Sep 9, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 7, 2019 to Aug 3, 2022factForm ADV

Dated events

Occurred
Sep 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f4f769b-b499-a99e-f7f1-15e1531026a5
First observed: Mar 7, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.