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Advisor at AZIMUTH CAPITAL MANAGEMENT
BLOOMFIELD HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AZIMUTH CAPITAL MANAGEMENT | Independent wealth | Aug 18, 2023 | n/a | yes | BLOOMFIELD HILLS, MI | Current employment |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Mar 14, 2017 | Aug 9, 2023 | no | PORTLAND, OR|DETROIT, MI | Previous registration |
| MAINSTAY CAPITAL MANAGEMENT, LLC | Independent wealth | Jun 4, 2014 | Feb 14, 2017 | no | GRAND BLANC, MI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 9, 2011 | May 16, 2014 | no | DEARBORN, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M HOLDINGS SECURITIES, INC. | AZIMUTH CAPITAL MANAGEMENT | Aug 9, 2023 | Aug 18, 2023 | 9 | Firm change | Ibd to RIA |
| MAINSTAY CAPITAL MANAGEMENT, LLC | M HOLDINGS SECURITIES, INC. | Feb 14, 2017 | Mar 14, 2017 | 28 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MAINSTAY CAPITAL MANAGEMENT, LLC | May 16, 2014 | Jun 4, 2014 | 19 | Firm change | Other |