DFX Intelligence

R•••••• L•• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

R•••••• L•• M••••••

Advisor at K•••••••• C•••••• I••••••••• A••••••• L••

WILMETTE, IL | Winter Haven, FL

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Search this name across graphsid dfx:ria:3f5365d0-0b3c-39bc-c468-94d91541091f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• C•••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• C•••••• I••••••••• A••••••• L••	I•••••••••_WEALTH	May 7, 2018	n/a	yes	WILMETTE, IL\|Winter Haven, FL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 13, 2015	Dec 31, 2017	no	ORLANDO, FL\|Orlando, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	K•••••••• C•••••• I••••••••• A••••••• L••	Dec 31, 2017	May 7, 2018	127	Firm change	Other
I••••••••• F•••••••• P•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 10, 2014

Relationships

Registered with (9)

→ K•••••••• C•••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
May 7, 2018 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2015 to Dec 31, 2017factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 24, 2010 to Dec 10, 2014factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f5365d0-0b3c-39bc-c468-94d91541091f
First observed: Jul 11, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.