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RIA / WealthAdvisorCertified Financial Planner26 years in industry

JAMES CARL SEXTON

Advisor at WESTERN RESERVE CAPITAL MANAGEMENT, LLC

HUDSON, OH

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Search this name across graphsid dfx:ria:3f575aa6-371f-8488-6d17-c4e97a27b29d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTERN RESERVE CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Aug 17, 2000
First registration: Jan 27, 2003
Dual registered: no
Other names: Jim Sexton|JAMES SEXTON
IAPD individual key: 2127374

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTERN RESERVE CAPITAL MANAGEMENT, LLC	Independent wealth	Apr 2, 2024	n/a	yes	HUDSON, OH	Current employment
SOUTHLAND EQUITY PARTNERS, LLC.	Independent wealth	May 3, 2011	Apr 24, 2024	no	HUDSON, OH	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Aug 17, 2009	Dec 21, 2020	no	HUDSON, OH\|CHARLOTTESVILLE, VA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 27, 2003	Aug 3, 2005	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOUTHLAND EQUITY PARTNERS, LLC.	WESTERN RESERVE CAPITAL MANAGEMENT, LLC	Apr 24, 2024	Apr 2, 2024	-22	Firm change	RIA to RIA
FSC SECURITIES CORPORATION	SOUTHLAND EQUITY PARTNERS, LLC.	Dec 21, 2020	May 3, 2011	-3,520	Firm change after gap	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	FSC SECURITIES CORPORATION	Aug 3, 2005	Aug 17, 2009	1,475	Firm change after gap	Other

Relationships

Registered with (4)

→ WESTERN RESERVE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 2, 2024 to presentfactForm ADV
→ SOUTHLAND EQUITY PARTNERS, LLC.Registered adviserregistration: previous registration
May 3, 2011 to Apr 24, 2024factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 17, 2009 to Dec 21, 2020factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 27, 2003 to Aug 3, 2005factForm ADV

Dated events

Occurred
Apr 24, 2024
Advisor changed firm
James Carl Sexton left Southland Equity Partners, Llc. for Western Reserve Capital Management, Llc (registered 2024-04-02)
Form ADVobserved 4 days ago