DFX Intelligence

R•••• A••••••••• I••••••••• •••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

R•••• A••••••••• I••••••••• •••• L••

CRD 158034

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:3f5b0524-b356-6a8d-d1b0-dd4937092232

Data as of Mar 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 6
On other graphs: 1
Observed: Feb 14, 2012 to Mar 19, 2025
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•••• A••••••••• I••••••••• •••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $801M••• Locked
Discretionary RAUM: $801M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••• V••• L•	Private Equity Fund	$407M	Mar 27, 2024	48	Mar 28, 2018	reported	021-281409
R•••• V•••• L•	Private Equity Fund	$352M	Mar 27, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
2••• M•••• F••••• T••••	LP	E	yes	01/2006	Feb 14, 2012	Mar 27, 2024
B••••• J••••• B•••••	PRESIDENT & CHIEF MANAGER	B	yes	05/2001	Feb 14, 2012	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••• A••••••••• V•• L••	n/a	n/a	n/a	N	yes	n/a
R•••• A••••••••• V••• L••	n/a	n/a	n/a	N	yes	n/a
R•••• A••••••••• V•••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$801M	$775M	3.2%	$494M	17.5%	18	18	0	0

Relationships

Advises (12)

→ R•••• V••• L•Private fundPrivate Equity Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ R•••• V• P•••••••• L•Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ R•••• V•••• L•Private fundPrivate Equity Fund, IA
Mar 27, 2023 to presentfactForm ADV
→ R•••• V•• L•Private fund

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 27, 2023
Regulatory AUM changed
R•••• A••••••••• I••••••••• •••• L•• reported RAUM $771.6M, up 56% from $493.8M (2022-03-25 to 2023-03-27)
Form ADVobserved 7 days ago
$278M
Occurred
Mar 25, 2022
Regulatory AUM changed
R•••• A••••••••• I••••••••• •••• L•• reported RAUM $493.8M, up 34% from $368.1M (2021-03-30 to 2022-03-25)
Form ADVobserved 7 days ago
$126M
Occurred
Mar 25, 2019
Control person left
Tyler Blake Lewis (Vice President) no longer on Schedule A of R•••• A••••••••• I••••••••• •••• L•• (listed 2018-03-28, absent 2019-03-25)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f5b0524-b356-6a8d-d1b0-dd4937092232
First observed: Feb 14, 2012
Last observed: Mar 19, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.