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Former SEC-registered adviser

R•••• A••••••••• I••••••••• •••• L••

Former SEC-registered adviserChattanooga, TennesseeCRD 158034SEC 801-73852websiteIAPD
Latest filing Mar 19, 2025
First filing on the tape Feb 14, 2012 · 22 filings
SEC status approved since Mar 30, 2012
RAUM
$801M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$801M as of Mar 19, 2025
Mar 28, 2013$302M then
HNW client RAUM$0 as of Mar 19, 2025
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 19, 2025
Mar 28, 20130 then
Employees (5.A)18 as of Mar 19, 2025
Mar 28, 201310 then
Private funds4 as of Mar 19, 2025
Mar 28, 201310 then
RAUM +3.2% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$200MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$801M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$801M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$801M for 4 clientsreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      12 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•••• V••• L•Private Equity Fund$407M48Mar 28, 2018
      R•••• V•••• L•Private Equity Fund$352M51Mar 27, 2023
      R•••• V• L•no longer reportedPrivate Equity Fund$21.5M39Feb 14, 2012
      R•••• A••••••••• P•••••••no longer reportedHedge Fund$11.9M20Feb 14, 2012
      R•••• V•• L•Private Equity Fund$9.4M44Feb 14, 2012
      R•••• V• P•••••••• L•Private Equity Fund$7.3M15Feb 14, 2012
      R•••• I• L•no longer reportedPrivate Equity Fund$6.0M20Feb 14, 2012
      T•••••• R••••• L•no longer reportedPrivate Equity Fund$5.4M1Feb 14, 2012
      H•••••••• R••••• L•no longer reportedPrivate Equity Fund$2.8M1Feb 14, 2012
      R•••• K• L•no longer reportedPrivate Equity Fund$452,0001Feb 14, 2012
      R•••• I•• L•no longer reportedPrivate Equity Fund$95,47630Feb 14, 2012
      R•••• I••• L•no longer reportedPrivate Equity Fund$78,78763Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• J••••• B••••• · President & Chief Managercontrol
        since 05/2001 · owns 10% to 25%
      • B••••••••• M••••••• D••• · Vice President & Secretarycontrol
        since 05/2001 · owns 10% to 25%
      • C•••• C•••••••• L•••• · Cco/Treasurercontrol
        since 05/2001 · owns less than 5%
      • J••••• J•••• M••••••• · Assistant Secretarycontrol
        since 05/2001 · owns 10% to 25%
      • P••••••• G•••••• H••••• P••••• · Assistant Secretarycontrol
        since 05/2001 · owns 10% to 25%
      • B••••• W••••••• C•••• · Assistant Secretary
        since 05/2001 · owns 10% to 25%
      • P••••••• G•••••• H••••• P••••• · Owner
        since 05/2001 · owns less than 5%
      • M••••• J••••• O••• · Trustee
        since 11/2020 · owns F of 2••• M•••• F••••• T••••
      • M••••• N•••• · Trustee
        since 01/2006 · owns F of 2••• M•••• F••••• T••••
      Entity owners
      • 2••• M•••• F••••• T•••• · LP
        indirect · owns 75% or more of T••••• P•••••••• L•
      • P••••••• T•••• F•••• L• · Owner
        direct · owns 5% to 10%
      • T••••• P•••••••• L• · LP
        indirect · owns 25% to 50% of P••••••• T•••• F•••• L•
      Related persons
      Schedule D 7.A
      • R•••• A••••••••• V•• L••
        pooled vehicle sponsorn
      • R•••• A••••••••• V••• L••
        pooled vehicle sponsorn
      • R•••• A••••••••• V•••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $775M to $801M
        Mar 27, 2024 to Mar 19, 2025
      • Financial planning clients · unset to
        Mar 27, 2024 to Mar 19, 2025
      • Discretionary RAUM · $775M to $801M
        Mar 27, 2024 to Mar 19, 2025
      • Pooled vehicle RAUM · $775M to $801M
        Mar 27, 2024 to Mar 19, 2025
      • RAUM · $775M to $801M
        Mar 27, 2024 to Mar 19, 2025
      • Advisory employees · 10 to 12
        Apr 3, 2023 to Mar 27, 2024
      • Assets in custody · $772M to $775M
        Apr 3, 2023 to Mar 27, 2024
      • Employees · 14 to 18
        Apr 3, 2023 to Mar 27, 2024
      • Discretionary RAUM · $772M to $775M
        Apr 3, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $772M to $775M
        Apr 3, 2023 to Mar 27, 2024
      • RAUM · $772M to $775M
        Apr 3, 2023 to Mar 27, 2024
      • Accounts · 3 to 4
        Mar 25, 2022 to Mar 27, 2023
      • Advisory employees · 9 to 10
        Mar 25, 2022 to Mar 27, 2023
      • Pooled vehicle clients · 3 to 4
        Mar 25, 2022 to Mar 27, 2023
      • Assets in custody · $494M to $772M
        Mar 25, 2022 to Mar 27, 2023
      • Employees · 13 to 14
        Mar 25, 2022 to Mar 27, 2023
      • Private funds · 3 to 4
        Mar 25, 2022 to Mar 27, 2023
      • Discretionary RAUM · $494M to $772M
        Mar 25, 2022 to Mar 27, 2023
      • Pooled vehicle RAUM · $494M to $772M
        Mar 25, 2022 to Mar 27, 2023
      • RAUM · $494M to $772M
        Mar 25, 2022 to Mar 27, 2023
      • Assets in custody · $368M to $494M
        Mar 30, 2021 to Mar 25, 2022
      • Employees · 14 to 13
        Mar 30, 2021 to Mar 25, 2022
      • Discretionary RAUM · $368M to $494M
        Mar 30, 2021 to Mar 25, 2022
      • Pooled vehicle RAUM · $368M to $494M
        Mar 30, 2021 to Mar 25, 2022
      • RAUM · $368M to $494M
        Mar 30, 2021 to Mar 25, 2022
      • Accounts · 8 to 3
        Mar 25, 2020 to Mar 30, 2021
      • Advisory employees · 10 to 9
        Mar 25, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 8 to 3
        Mar 25, 2020 to Mar 30, 2021
      • Assets in custody · $399M to $368M
        Mar 25, 2020 to Mar 30, 2021
      • Employees · 17 to 14
        Mar 25, 2020 to Mar 30, 2021
      • Private funds · 8 to 3
        Mar 25, 2020 to Mar 30, 2021
      • Discretionary RAUM · $399M to $368M
        Mar 25, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $399M to $368M
        Mar 25, 2020 to Mar 30, 2021
      • RAUM · $399M to $368M
        Mar 25, 2020 to Mar 30, 2021
      • Assets in custody · $39.4M to $399M
        Apr 30, 2019 to Mar 25, 2020
      • Employees · 16 to 17
        Apr 30, 2019 to Mar 25, 2020
      • Discretionary RAUM · $394M to $399M
        Apr 30, 2019 to Mar 25, 2020
      • Pooled vehicle RAUM · $394M to $399M
        Apr 30, 2019 to Mar 25, 2020
      • RAUM · $394M to $399M
        Apr 30, 2019 to Mar 25, 2020
      • Assets in custody · $159M to $39.4M
        Mar 25, 2019 to Apr 30, 2019
      Signals
      6 dated events
      • R•••• A••••••••• I••••••••• •••• L•• no longer on the SEC adviser roster (last listed 2025-08-01, RAUM $800.5M)
        Sep 2, 2025 · Left the SEC roster · derived
      • R•••• A••••••••• I••••••••• •••• L•• reported RAUM $771.6M, up 56% from $493.8M (2022-03-25 to 2023-03-27)
        Mar 27, 2023 · RAUM change · derived
      • R•••• A••••••••• I••••••••• •••• L•• reported RAUM $493.8M, up 34% from $368.1M (2021-03-30 to 2022-03-25)
        Mar 25, 2022 · RAUM change · derived
      • Tyler Blake Lewis (Vice President) no longer on Schedule A of R•••• A••••••••• I••••••••• •••• L•• (listed 2018-03-28, absent 2019-03-25)
        Mar 25, 2019 · Control person left · inference
      • S Benjamin Vyule (Vice President) no longer on Schedule A of R•••• A••••••••• I••••••••• •••• L•• (listed 2018-03-28, absent 2019-03-25)
        Mar 25, 2019 · Control person left · inference
      • R•••• A••••••••• I••••••••• •••• L•• reported RAUM $488.6M, up 168% from $182.1M (2017-02-24 to 2018-03-28)
        Mar 28, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026