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Advisor at PRIVATE ADVISOR GROUP, LLC
Peekskill, NY | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jun 2, 2021 | n/a | yes | Peekskill, NY|MORRISTOWN, NJ | Current employment |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Dec 9, 2013 | Dec 11, 2015 | no | PEEKSKILL, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 5, 2009 | Dec 7, 2012 | no | MELVILLE, NY|GARRISON, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NFP ADVISOR SERVICES, LLC | PRIVATE ADVISOR GROUP, LLC | Dec 11, 2015 | Jun 2, 2021 | 2,000 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | NFP ADVISOR SERVICES, LLC | Dec 7, 2012 | Dec 9, 2013 | 367 | Firm change | Other |