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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

JAMES DEE

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

LITTLE SILVER, NJ | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f5fb3cd-fd0d-4a55-2cc1-3994d1fba170

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 5, 1987
First registration: May 15, 2002
Dual registered: yes, broker-dealer
Other names: JAMES JOSEPH DEE
IAPD individual key: 1692346

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 1, 2023	n/a	yes	LITTLE SILVER, NJ\|PLYMOUTH, MN	Current employment
FIRST CAPITAL ADVISORS GROUP, LLC	Former SEC adviser	Apr 25, 2017	Oct 13, 2023	no	Little Silver, NJ	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Mar 16, 2007	Apr 3, 2017	no	RED BANK, NJ\|Old Bridge, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 15, 2002	Mar 19, 2007	no	WEST LONG BRANCH, NJ\|RED BANK, NJ\|EATONTOWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST CAPITAL ADVISORS GROUP, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Oct 13, 2023	Sep 1, 2023	-42	Firm change after gap	RIA to RIA
CADARET GRANT & CO INC	FIRST CAPITAL ADVISORS GROUP, LLC	Apr 3, 2017	Apr 25, 2017	22	Firm change	Other
WELLS FARGO ADVISORS	CADARET GRANT & CO INC	Mar 19, 2007	Mar 16, 2007	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281322:116407:NJ:2023-10-13	Oct 13, 2023	Sep 1, 2023	LITTLE SILVER, NJ	Firm change after gap

Relationships

Registered with (4)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ FIRST CAPITAL ADVISORS GROUP, LLCRegistered adviserregistration: previous registration
Apr 25, 2017 to Oct 13, 2023factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Mar 16, 2007 to Apr 3, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 15, 2002 to Mar 19, 2007factForm ADV

Dated events

Occurred
Oct 13, 2023
Advisor changed firm
James Dee left First Capital Advisors Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2023-09-01)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f5fb3cd-fd0d-4a55-2cc1-3994d1fba170
First observed: May 15, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES DEE

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

LITTLE SILVER, NJ | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f5fb3cd-fd0d-4a55-2cc1-3994d1fba170

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Bd affiliated wealth

Sep 1, 2023

n/a

yes

LITTLE SILVER, NJ|PLYMOUTH, MN

Current employment

FIRST CAPITAL ADVISORS GROUP, LLC

Former SEC adviser

Apr 25, 2017

Oct 13, 2023

Little Silver, NJ

Previous registration

CADARET GRANT & CO INC

Former SEC adviser

Mar 16, 2007

Apr 3, 2017

RED BANK, NJ|Old Bridge, NJ

Previous registration

WELLS FARGO ADVISORS

Wirehouse

May 15, 2002

Mar 19, 2007

WEST LONG BRANCH, NJ|RED BANK, NJ|EATONTOWN, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIRST CAPITAL ADVISORS GROUP, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Oct 13, 2023

Sep 1, 2023

-42

Firm change after gap

RIA to RIA

CADARET GRANT & CO INC

FIRST CAPITAL ADVISORS GROUP, LLC

Apr 3, 2017

Apr 25, 2017

Firm change

Other

WELLS FARGO ADVISORS

CADARET GRANT & CO INC

Mar 19, 2007

Mar 16, 2007

-3

Firm change

Other

Team

Left

Joined

From

Kind

281322:116407:NJ:2023-10-13

Oct 13, 2023

Sep 1, 2023

LITTLE SILVER, NJ

Firm change after gap