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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FIRST CAPITAL ADVISORS GROUP, LLC

CRD 281322

BLUE BELL, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:188bc344-09fd-e443-2e00-63e34b3660c2

Data as of May 8, 2023 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 7
On other graphs: 0
Observed: Aug 26, 2015 to May 8, 2023
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $343MItem 5.F on the latest filing (2023-05-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $343M
Private client RAUM: $343MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 230
Individual clients: 172
High net worth clients: 58
SEC number: 801-106606
CRD: 281322
Filings on the tape: 40
First filed: Aug 26, 2015
Latest filed: May 8, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HILES, JAMES, DWIGHT	MANAGING DIRECTOR	D	yes	10/2015	Aug 26, 2015	May 8, 2023
SCHULTE, JEFFREY, RICHARD	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	D	yes	10/2015	Aug 26, 2015	May 8, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LITTLE SILVER	Nj	United States	2	yes
SALT LAKE CITY	Ut	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$343M	$343M	10	4	2	n/a	n/a
2021	Mar 31, 2022	$381M	$381M	10	5	2	n/a	n/a
2020	Mar 31, 2021	$332M	$332M	10	5	2	n/a	n/a
2019	Mar 27, 2020	$304M	$304M	13	7	2	n/a	n/a
2018	Mar 29, 2019	$284M	$284M	12	6	2	n/a	n/a
2017	Mar 20, 2018	$277M	$277M	11	7	1	n/a	n/a
2016	Mar 30, 2017	$230M	$230M	9	7	n/a	n/a	n/a
2015	Mar 28, 2016	$202M	$202M	6	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$343M	$381M	-10.0%	$304M	4.1%	10	10	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	2	Oct 13, 2023	Sep 11, 2023	LITTLE SILVER, NJ	Team lift out	RIA to RIA	50.0%

Relationships

Controls (2)

← SCHULTE, JEFFREY, RICHARDOwnerMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Aug 26, 2015 to presentfactForm ADV
← HILES, JAMES, DWIGHTOwnerMANAGING DIRECTOR, ownership code D, individual
Aug 26, 2015 to presentfactForm ADV

Registered with (7)

← Jeffrey R SchulteAdvisorregistration: previous registration
Dec 15, 2015 to Oct 13, 2023factForm ADV
← James Dwight HilesAdvisorregistration: previous registration
Dec 15, 2015 to Oct 13, 2023factForm ADV
← JAMES DEEAdvisorregistration: previous registration
Apr 25, 2017 to Oct 13, 2023factForm ADV
← Stephen W HodgettsAdvisorregistration: previous registration
Oct 28, 2016 to Oct 13, 2023factForm ADV
← TROY MOYERAdvisorregistration: previous registration
Feb 14, 2017 to Dec 23, 2021factForm ADV
← JOHN R BONNEMORTAdvisorregistration: previous registration
Jul 3, 2019 to Jan 15, 2020factForm ADV
← DAVID ADAMS GALLMANAdvisorregistration: previous registration
Dec 9, 2016 to Feb 22, 2017factForm ADV

Moved with (1)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Oct 13, 2023 to Sep 11, 2023factForm ADV

Dated events

Occurred
Oct 13, 2023
Team lift-out
2 advisors left First Capital Advisors Group, LLC (Little Silver, NJ) for Wealth Enhancement Advisory Services, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Oct 13, 2023
Advisor changed firm
Stephen W Hodgetts left First Capital Advisors Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2023-09-01)
Form ADVobserved 3 days ago
Occurred
Oct 13, 2023
Advisor changed firm
James Dwight Hiles left First Capital Advisors Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2023-09-11)
Form ADVobserved 3 days ago
Occurred
Oct 13, 2023
Advisor changed firm
Jeffrey R Schulte left First Capital Advisors Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2023-09-01)
Form ADVobserved 3 days ago
Occurred
Oct 13, 2023
Advisor changed firm
James Dee left First Capital Advisors Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2023-09-01)
Form ADVobserved 3 days ago
Occurred
Mar 29, 2019
Control person left
Ashley Matthew Swendiman (Chief Compliance Officer) no longer on Schedule A of First Capital Advisors Group, Llc (listed 2018-09-26, absent 2019-03-29)
Form ADVobserved 3 days ago
Occurred
Aug 26, 2015
First Form ADV filing
First Capital Advisors Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:188bc344-09fd-e443-2e00-63e34b3660c2
First observed: Aug 26, 2015
Last observed: May 8, 2023 40 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST CAPITAL ADVISORS GROUP, LLC

CRD 281322

BLUE BELL, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:188bc344-09fd-e443-2e00-63e34b3660c2

Data as of May 8, 2023 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HILES, JAMES, DWIGHT

MANAGING DIRECTOR

yes

10/2015

Aug 26, 2015

May 8, 2023

SCHULTE, JEFFREY, RICHARD

MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER

yes

10/2015

Aug 26, 2015

May 8, 2023

City

State

Country

Employees

Also broker-dealer

LITTLE SILVER

United States

yes

SALT LAKE CITY

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$343M

n/a

2021

Mar 31, 2022

$381M

n/a

2020

Mar 31, 2021

$332M

n/a

2019

Mar 27, 2020

$304M

n/a

2018

Mar 29, 2019

$284M

n/a

2017

Mar 20, 2018

$277M

n/a

2016

Mar 30, 2017

$230M

n/a

2015

Mar 28, 2016

$202M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$343M

$381M

-10.0%

$304M

4.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Oct 13, 2023

Sep 11, 2023

LITTLE SILVER, NJ

Team lift out

RIA to RIA

50.0%