This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 28, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Feb 28, 2012

First registration

May 20, 2016

Dual registered

yes, broker-dealer

Other names

ADRIANA RUIZ|ADRIANNA CAJIGAS|Adriana Ruiz

IAPD individual key

5146761

• Occurred

  Mar 25, 2026
  Advisor changed firm

  Adriana Cajigas left J.P. Morgan Securities Llc for Ubs Financial Services Inc. (registered 2026-04-10)

  Form ADVobserved 5 days ago
• Occurred

  Jul 3, 2025
  Advisor changed firm

  Adriana Cajigas left Morgan Stanley for J.P. Morgan Securities Llc (registered 2025-08-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3f68159a-8e92-c3c2-90e0-51c235b613db

First observed

May 20, 2016

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.