RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• C••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Apr 10, 2026 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseAug 1, 2025 to Mar 25, 2026 · Bronx, Ny
- M••••• S•••••• wirehouseMay 20, 2016 to Jul 3, 2025 · New York, Ny
- J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••left Mar 25, 2026, registered Apr 10, 2026 (16 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jul 3, 2025, registered Aug 1, 2025 (29 days) · Wirehouse to wirehouse · moved with a team
- A•••••• C•••••• left J••• M••••• S••••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2026-04-10)Mar 25, 2026 · Advisor changed firm · fact
- A•••••• C•••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2025-08-01)Jul 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address