DFX Intelligence
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Reading the graph
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Advisor at R••••• W• B•••• • C•• I•••••••••
Bellevue, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Jul 6, 2026 | n/a | yes | Bellevue, WA | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | Sep 26, 2018 | Jul 16, 2026 | no | SEATTLE, WA|Everett, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | R••••• W• B•••• • C•• I••••••••• | Jul 16, 2026 | Jul 6, 2026 | -10 | Firm change | Ibd to RIA |
| W•••• F•••• A••••••• | R•• C•••••• M••••••• L•• | Oct 1, 2018 | Sep 26, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:8158:WA:2026-07-16 | Jul 16, 2026 | Jul 6, 2026 | EVERETT, WA | Firm change |
| 19616:31194:WA:2018-10-01 | Oct 1, 2018 | Sep 26, 2018 | SEATTLE, WA | Firm change |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Oct 1, 2018 | no | SEATTLE, WA|SEATTLE, WA|SEATTLE, WA|SEATTLE, WA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Apr 3, 2007 | Jan 3, 2011 | no | SEATTLE, WA | Previous registration |
| -5 |
| Firm change |
| Wirehouse to ibd |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |