DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••••• D•• R•••••••

R••••• W• B•••• • C•• I•••••••••mixed wealthBellevue, Wadual registrantIAPD 3208087

Feed of 09/14/2026

Also filed as Laurie R•••••••

At current firm

0 y

since Jul 6, 2026

In the industry

25 y

since Jul 23, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Jul 6, 2026 · Bellevue, Wa
R•• C•••••• M••••••• L•• national BD
Sep 26, 2018 to Jul 16, 2026 · Seattle, Wa
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Oct 1, 2018 · Seattle, Wa
W•••• F•••• I••••••••• L•• unclassified
Apr 3, 2007 to Jan 3, 2011 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Jul 16, 2026, registered Jul 6, 2026 (-10 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
W•••• F•••• A••••••• to R•• C•••••• M••••••• L••
left Oct 1, 2018, registered Sep 26, 2018 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

L••••• D•• R••••••• left R•• C•••••• M••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2026-07-06)
Jul 16, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address