DFX Intelligence

M•••••• T• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

M•••••• T• M••••••

Advisor at G•••••••• W••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:3f7ba63e-9d68-c763-ab48-418385612c66

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Apr 17, 2017 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• P•••••••	Bd affiliated wealth	Sep 15, 2026	n/a	yes	PALM BEACH GARDENS, FL\|Somers, NY	Current employment
S•••• W••••• M••••••••• I•••	Independent wealth	Apr 22, 2025	n/a	yes	Middletown, NJ\|SOMERS, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	S•••• W••••• M••••••••• I•••	Apr 14, 2025	Apr 22, 2025	8	Firm change	Ibd to RIA
E•••••••• A•••••••• L••	H•••••• T••••••• • K•••• L••	Dec 4, 2019	Feb 10, 2020

Relationships

Registered with (3)

→ S•••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Apr 22, 2025 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Feb 10, 2020 to Apr 14, 2025factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 17, 2017 to Dec 4, 2019factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 14, 2025
Advisor changed firm
M•••••• T• M•••••• left H•••••• T••••••• • K•••• L•• for S•••• W••••• M••••••••• I••• (registered 2025-04-22)
Form ADVobserved 7 days ago

Show 2 bookkeeping events

Occurred
Sep 21, 2026
M•••••• T• M•••••• added a NY registration at G•••••••• W••••• P•••••••
Occurred
Sep 15, 2026
M•••••• T• M•••••• added a NJ registration at G•••••••• W••••• P•••••••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f7ba63e-9d68-c763-ab48-418385612c66
First observed: Apr 17, 2017
Last observed: Sep 22, 2026 12 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.